Opinion

James Rundle: Whale for Breakfast

JPMorgan’s losses from the ‘Whalegate’ fiasco have reignited debate on the Volcker Rule. Risk metrics, or the alteration thereof, are being blamed for this latest example of trading malfeasance, but James says it’s continued vagueness over regulation…

Anthony Malakian: Stressed Out

Due to the financial meltdown and subsequent regulations, firms are challenged with finding a balance when going about stress testing. Anthony says that while the initial cost may be steep, the rewards can be great for everyone involved.

Michael Shashoua: The Crawl of Progress

Global regulatory authorities have inched just a little bit closer to defining what the LEI will be and how it will be administered. The Financial Stability Board’s plans for a three-tiered administrative structure inspires more questions about how to…

Some Ideas for Sifma 2013

Sometimes good ideas fall apart over time. After all, what might have been hugely successful in the past can become played out and even unnecessary as environments change, according to Anthony.

Preparing for an Audit in the New Regulatory Regime

The 2008 financial crisis continues to drive major change in the regulatory landscape. More stringent requirements for disclosure, oversight and control are shaping how business is conducted and what is demanded of buy-side and sell-side firms. By Jayme…

Regulators Advocate Broader View of Data Systems Issues

Teresa Glasser, acting deputy director of the US Treasury Office of Financial Research, spoke about taking an overall view of data and systems issues for identifiers, in a discussion at Sifma, as Inside Reference Data editor Michael Shashoua recounts

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