Opinion

No Time For A Leap Into The Unknown

The idea of practitioners and data vendors sharing the burden of regulatory responsibility sounds attractive, but end-users have valid concerns about disrupting the status quo they often criticize

Mixed Messages About LEI

Has the Financial Stability Board allowed enough time with its March 2013 deadline for the legal entity identifier (LEI) to set up local authorities, much less actually assign all the LEIs, as was once expected?

Rinse, Repeat?

Will the industry ever get past the same corporate actions arguments? Aite Group’s Virginie O’Shea points to Italian and Japanese CSDs as examples worthy of study

Solving a Solvency II Dilemma

European regulator's announcement that an important code in its capital adequacy directive will not be harmonized through all countries could undermine the regulation itself

Open Platform: A Risk-Intelligent Bank?

In a period of heightened regulation resulting from the financial crisis, banks are facing more intense scrutiny than ever. History dictates that regulators will always be behind the curve, taking a reactive approach to risk management. With this in mind…

Jake Thomases: A Step in the Right Direction

It’s not often that when it comes to introducing new regulations, the SEC garners appreciable industry support. But as Jake explains, one of the regulator’s most recent pieces of legislation affecting large swaths of the US financial services industry,…

Michael Shashoua: Data-Handling Storms

At the recent Toronto Financial Information Summit, participants considered whether analytics, visualization, or management and governance techniques deserve the most attention as the industry seeks to comply with new regulation and standards. Michael…

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here