Regulation
Dan DeFrancesco: Don’t Be Afraid of Your Own Shadow
Looking at the pros and cons of multiple in-house IT teams.
Won't Back Down: SEC CIO Pamela Dyson
Dyson discusses the lessons learned after working nearly three decades in the federal government.
Barclays, Credit Suisse Acquiesce to SEC Dark Pool Settlements
Barclays and Credit Suisse agree to pay $70 million and $84.3 million, respectively, to settle cases of misrepresentation of dark pool operations.
Golden Copy: Is ‘Gatca’ Readiness Slipping?
Little-seen update from standards architect shows changes in country line-up
DTCC Chief Technology Architect Talks Blockchain
Rob Palatnick gives his thoughts on the DTCC's recently published white paper regarding the need for industry collaboration around blockchain.
PRA’s Bailey Appointed as New FCA Chief Executive
Prudential Regulatory Authority’s Andrew Bailey steps up to take UK regulatory hot seat starting in July.
AxiomSL Launches Solution for Banking Counterparty Credit Risk Exposure
New solution for standardized approach for measuring counterparty credit risk exposures (SA-CCR) to ease pressure from Basel regulatory reforms.
Trax, Traiana Create Alliance to Offer Repo Matching Service
Two firms look to improve post-trade efficiency.
CFTC Approves 18 SEFs, 5 Still Waiting
Clear Markets, FTSEF, GTX SEF, LedgerX and TeraExchange continue to operate under temporary registration.
Egyptian Bank Picks Wolters Kluwer for Multiple Solutions
Departments across finance, governance, risk and compliance will use OneSumX suite
Wolters Kluwer Launches Enterprise Credit Solution for China
The Dutch firm provides solutions for regulatory reporting.
Sapient Global Markets Creates Web Portal for CMRS Platform
The new product is aimed at firms with low volumes looking for a quick solution.
Sapient Debuts Reporting Service For Smaller Firms
Energy companies expecting MiFID II impact are showing interest
Bloomberg Buys Netbox Blue, Integrates Technology into Enterprise Compliance Platform
Bloomberg's purchase of Netbox Blue comes after the two firms held a partnership for two years.
Dan DeFrancesco: The Other Side of the Story
Dan talks to the CTO of High-Frequency Trading shop, post Flash Boys.
Golden Copy: 2016's Biggest Data Challenges Emerge
Industry leaders see centralization of data as most important issue to address
Santander Picks Wolters Kluwer for Reporting
Spanish bank chooses solution to meet Australian requirements
Trading Technologies to Add Trade Analytics, Backtesting in 2016
Last year the vendor launched its new SaaS-based trading platform and rolled out the Algo Development Lab.
Trading Technologies to Add Trade Analytics, Backtesting in 2016
Last year the vendor launched its new SaaS-based trading platform and rolled out the Algo Development Lab.
Finra's Tech Aims in 2016: Cyber Security, Technology Management, Data Quality Governance, Outsourcing
This is the 11th year that Finra has produced the Regulatory and Examination Priorities Letter.
Solvency II Journey 'Only Just Beginning'
With directive now in place, EIOPA begins supervisory plans
Finding Strategic Value in BCBS 239
Principles-based regulation goes live for systemically important firms
More Flesh to the Bone of AnaCredit
ECB releases draft of regulation, but questions remain
NSX Aims to Entice Institutional Buy-Side Flow with Lower Fee Structure
NSX is the 12th US stock exchange entrant, with IEX looming on the horizon.