Regulation
Markit Launches CRS Version of Tax Reporting Service
CTI Tax Solutions, recently launched for Fatca compliance, is expanded
Know Your Vendor: The Risky Business of Third-Party Relationships
Dan discusses a recent feature looking at how firms deal with vendor risk.
GreenKey Releases Pilot of Voice Quote Capture Tool on Symphony
Select Symphony users will have opportunity to provide feedback to GreenKey.
GreenKey Releases Pilot of Voice Quote Capture Tool on Symphony
Select Symphony users will have opportunity to provide feedback to GreenKey.
Lombard Risk Launches Counterparty Credit Risk Solution
Update to AgileReporter solution covers Basel Committee on Banking Supervision’s regulatory requirements.
Swaps Reporting Deadline Pushed Back
SEC grants swap data repositories a three-month extension
Regrouping for a Renewed MiFIR Compliance Effort
Inside Reference Data gathers together leading data management professionals to discuss issues raised by the Markets in Financial Instruments Regulation.
MiFIR special report
Identifiers taking on greater importance in compliance with European MiFIR rules
Major Adjustments on the MiFIR Front
Chris Pickles of the FIX Trading Community shares his thoughts on the effects of MiFID II postponement and the reasons why it happened
Some Thoughts After FIA Boca
Anthony looks at three topics that were repeatedly on delegates' lips during the conference.
SEC Continue to Delay Ruling on IEX Approval, Reports Say
The SEC will use a "proceeding of disapproval" to get around IEX not agreeing to another delay, according to The Wall Street Journal.
Markit Launches Tax Utility
Deutsche Bank, HSBC and Morgan Stanley partner with vendor on new tool.
Markit Launches Tax Utility
Deutsche Bank, HSBC and Morgan Stanley partner with vendor on new tool.
Markit Launches Tax Compliance Solution
CTI Tax Solutions supports Fatca reporting
Kinetix's Rules Engine Obtains Legal Approval
Rules engine will continue to evolve as regulations change.
Regulators: Don't Risk Reporting Late Under MiFID II
French and Dutch regulators, speaking at Paris Regulation Roadshow, say they aim to educate rather than punish
ITG Names Shpetner Global Chief Compliance Officer
New CCO comes from RBC.
Kinetix's Rules Engine Obtains Legal Approval
Rules engine will continue to evolve as regulations change.
Lombard Risk Aims to Create Global Regulatory Reporting Harmony with AgileReporter Launch
New regulatory reporting solution aimed at providing strategic approach while increasing the value of data and process automation.
Nikko Securities America Signs Deal with Fenergo
Firm picks Ireland-based service provider for client lifecycle management and regulatory compliance
T+2 ISC Selects September 2017 Date for T+2 Implementation in US
Date dependent on successful testing in Q2, Q3 of 2017.
BCBS Proposes Standard Measure for Operational Risk Capital
Regulatory body combines three previous standards and seeks to eliminate advanced option
Numerix Unveils Enterprise Risk Platform Geared Toward XVA Pricing, FRTB Requirements
The New York-based vendor first tackled counterparty credit risk with its Numerix XVA platform, before rolling out Numerix Oneview for enterprise risk management.
Michael Shashoua: Dogs Ate the Regulators’ Homework
Financial services firms are seeing positive news on two different regulatory fronts of late — first from the confirmed delay of the Mifid II compliance deadline and secondly from the less obvious delays in implementation of the Common Reporting Standard…