Regulation
Fenergo Expands In Middle East
Regulatory compliance software provider opens office in Abu Dhabi
New Client Highlights Markit's New Reg Services
Darren Thomas tells Waters the vendor is looking to roll out the services for new ISDA protocols and margin requirements.
The Buy Side Slowly Moves Toward Utilities, Managed Services
Mifid II, Fatca and new margin requirements are helping institutional players to see the benefits of centralized services.
MiFIR: Getting Ready For 2018 -- Webcast
Archive recording of May 11 webcast on compliance with European regulation
Pimco Adds kyc.com to Onboarding Suite as Markit Preps New Reg Services
Darren Thomas tells Waters the vendor is looking to roll out the services for new ISDA protocols and margin requirements.
Waters Wavelength Podcast Episode 17: Regulatory Landscape, Fixed Income, Blockchain
Dan and Anthony talk regulations, fixed income and blockchain.
Be Mindful of Data License Restrictions When Meeting Regulatory Reporting Requirements, Panel Warns
Vendor licenses may not support use of their data to meet regulatory requirements, as these uses were not envisaged when terms were originally drafted.
Better Balance Needed to Combat 'Regulatory Fatigue'
Regulators need to be more concerned about properly spacing regulations as opposed to simply pushing their mandate.
DTCC, KRX Partner to Open South Korean Trade Repository
The two parties signed a memorandum of understanding to link KRX to a global trade repository.
SEC's Luparello: Stream of Regulations Won't Stop Soon
At Sifma Ops, SEC's director of division of trading and markets said the number of regulations coming down the pipeline won't end anytime soon.
Golden Copy: Looming Blockchain and Disclosure Mountains
Importance of interoperability rises as distributed ledger uses expand; GDPR rules have a broader aim
What Does GDPR Mean for Banks?
The EU's General Data Protection Regulation imposes accountability for protecting customers' and employees' personal data. It's drawing more attention to data privacy protection capabilities
Electronifie Seeks to Double Enabled Traders, Triple Active Users By Year End
Since its launch, $1.6 billion has been executed on the platform with an average trade size of $3 million.
Sapient Introduces Module for Reconciliation on CMRS Platform
RegRecon offers accurate regulatory reporting and can also be used as a standalone service
Hot Topics at Sifma Ops: T+2, CAT, Blockchain
Three topics kept cropping up during panels at Sifma's annual operations conference.
Sifma Ops: Panelists Compare US T+2 Move to Europe's
Panelists at Sifma Ops 2016 in Miami Beach discussed what US firms can learn from Europe's move to T+2.
Nasdaq CEO Bob Greifeld: Slow and Steady
Bob Greifeld discusses his career, HFT and blockchain with Dan DeFrancesco.
Panelists: As All-to-All Trading Inches Forward, Single-Dealer Platforms Wither
All-to-all platforms are slowly gaining favor to address some of the ills facing the fixed-income market. But they're not cure-alls, either.
Golden Copy: Invisible Rules
European firms facing contradictory directives on data disclosure and privacy
Legal Questions Abound About Cybersecurity
At NATAS, Lisa Sotto laid out the various legal regimes that oversee cybersecurity.
SEC Publishes NMS Plan for CAT, Seeks Public Comment
Regulators have six months to approve or deny the plan for the consolidated audit trail.
Machine Learning Lead Topic on NATAS C-Level Panel
Executives say AI and machine learning are some of the most important technology trends going forward.
NATAS C-Level Panel Focuses on Machine Learning
Executives say AI and machine learning are some of the most important technology trends going forward.
Alacra Integrates Companies House API Beta
Platform to integrate more data over next few months