Regulation
Decryptex Deploys MIK's Security Master
Moore Capital veteran tells Waters about the choice.
BME Eyes APA Status to Support OTC Transparency Data Services
BME will launch new services covering OTC trade data to support compliance with MiFID 2.
As OCR Requirements Approach, Clarient Aims to Streamline Reporting Demands
Last week Clarient, along with FIA Tech, launched a solution to help with OCR reporting.
Requiem For Sibos
Annual financial messaging and standards conference yielded unexpected turns on key topics like ISO 20022, KYC and instrument identifiers
The Regulatory Reporting System Question: Retrofit or Greenfield?
Frankfurt event panel debates both options' value for compliance and meeting deadlines
Frankfurt Regulation Roadshow Panel: Retro-fit vs. Greenfield Regulatory Reporting Systems
Panelists debate different approaches to regulatory reporting in order to maintain compliance and to meet regulatory deadlines.
Banco Santander Joins Swift KYC Registry
Organization signs another major bank to participate
Buy Side Beware?
Countries' beneficial ownership disclosure rule differences spur Thomson Reuters to add content to DataScope
Diliger Eyes Compliance Criteria to Boost Procurement Platform
By incorporating additional information fields relevant to regulatory requirements, Diliger can help vendors with compliance.
Markit Rolls Out Vendor Management Tool in Collaboration with Barclays, HSBC & Morgan Stanley
Markit has partnered with three major banks to create a vendor management platform dubbed Know Your Third Party, or KY3P for short.
Markit Launches KY3P Platform for Third-Party Risk Management
Barclays, HSBC and Morgan Stanley partner to bring users to hub
Sapient Global Markets Extends Solution for MiFIR
Technology provider updates data dictionaries in compliance system
Regulatory Burden Best Tackled with Strategic Global Technology Approach
Investment banks on both sides of the Atlantic require a strategic approach to technology adoption to address regulatory change.
Time In A Bottle
Pivotal changes happening for data utilities, cloud resources and compliance
UK Authorities Adding LEI Capability For Filings
In November, funds may be identified to UK regulators using legal entity identifier
Perfection Impossible: Risk Aggregation
Strapline: Data Management
Swift Intraday Liquidity Messaging Selected for BCBS 248
Intraday liquidity reporting underpins rulebook created by the Liquidity Implementation Task Force to support BCBS compliance.
Nasdaq Launches Dark Pool Surveillance Monitoring Module for Smarts
Smarts Surveillance for Dark Pools aims at bringing greater transparency to “non-lit” trading.
BST North America 2015: Regulators Seeking Deeper Markets Transparency as Non-Banks Rise
At this year's Buy-Side Technology North America conference, panelists discussed the buy side's changing role in the markets and regulators' reassessment of risk.
Offloading Compliance Responsibilities to a Vendor Still a Dream
Panelists at the Chicago Trading and Technology Summit discuss the possibility of large, public cloud providers taking some compliance pressures off firms.
Michael Shashoua: Message Received
Know-your-customer data concerns have registered a greater presence on the industry’s radar, as seen in the agenda for Sibos this month. Michael Shashoua analyzes what efforts KYC data will require, and how communication can be crucial to data governance…
Clarient Partners with FIA Tech for CFTC Reporting
Centralized platform aims to simplify reporting process
Diversification Key to Successful Clearing Mandate
Recovery and resolution plans may not be sufficient to mitigate systemic risk or the creation of 'too-big-to-fail' central counterparties.
The Mila Mess: Finding Out What's Wrong with Mercado Integrado Latinoamericano
Dan DeFrancesco looks into what isn't working with Latin America's Mila.