Regulation
SEC Launches Online Tool for Calculating Registration Fees
The Registration Fee Estimator aims to help filers estimate filing fees and offer guidance on completing the related fee tables.
Exegy Enlists ISE, ATSs for Managed Reg SCI Compliance Service
The service helps firms and market operators comply with resiliance requirements and processes relating to data technology infrastructures.
ESMA to Run Pan-European Stress Tests for CCPs
European central counterparties will be subjected to four tests on April 29
Product Governance Rules Require Insight
Financial product makers addressing new obligations under MiFID II
Out of Beta, Smartkarma Aims to Address Research Challenges for the Buy Side
Smartkarma allows for research distribution unbundled from trading commissions.
Corvil Launches MiFID 2-Compliant Latency Monitoring Tool
The vendor has adapted its existing latency management tools to cover the time-synchronization requirements of Europe's MiFID 2 rules.
PDQ ATS Turns to Eventus for Surveillance
PDQ Enterprise's CEO discusses why the ATS provider went with Eventus, while Eventus' CEO talks about how the vendor plans to grow after signing on PDQ, in addition to landing UBS in March.
IPC Relaunch Focuses on Compliance, Connectivity
Trading network provider bows new identity following Etrali acquisition, three-pronged strategic focus incorporating compliance.
Golden Copy: The Extremes of Data Technology Performance
Machine learning and fintech promise innovation, while European systems dictates raise questions
Premonition from the Panama Papers
What can be learned from the latest, and largest, data breach journalists have ever dealt with?
Recognos Focuses on Mutual Funds with Latest Upgrades
The New York-based firm uses machine learning, natural language processing and semantic technologies to provide context around unstructured reference data.
DTCC Fine Seen as Sign European Regulators are Watching
ESMA says repository neglected to provide data on OTC derivatives trades
Golden Copy: The €64,000 Question
ESMA fine of DTCC for neglecting reporting is curiously low
SIX Gets ESMA Approval For Clearing Operations
x-clear unit of SIX Securities Services to serve as central counterparty
April 2016: ‘A Changeable Marketplace’
Anthony discusses the need to be agile, especially in changing marketplaces with constantly shifting regulatory regimes.
Reg AT: A Source (Code) of Contention
Regulation Automated Trading was created to protect market integrity and update the CFTC’s rules as algorithmic trading proliferates. There are many areas where there’s consensus agreement as to the benefits of this proposed regulation, but Anthony…
Eurex Clearing To Offer ‘Direct Contractual Relationship' to Buy-Side Participants
This arrives ahead of the June deadline for the clearing obligation of standardized OTC derivatives in Europe.
Markit Releases Solution for CRS Requirements
Tool built off Markit's Fatca framework.
ESMA Fines DTCC for Data Access Failures
Trade repository 'was negligent,' says regulator
Markit Launches CRS Version of Tax Reporting Service
CTI Tax Solutions, recently launched for Fatca compliance, is expanded
Know Your Vendor: The Risky Business of Third-Party Relationships
Dan discusses a recent feature looking at how firms deal with vendor risk.
GreenKey Releases Pilot of Voice Quote Capture Tool on Symphony
Select Symphony users will have opportunity to provide feedback to GreenKey.
GreenKey Releases Pilot of Voice Quote Capture Tool on Symphony
Select Symphony users will have opportunity to provide feedback to GreenKey.
Lombard Risk Launches Counterparty Credit Risk Solution
Update to AgileReporter solution covers Basel Committee on Banking Supervision’s regulatory requirements.