Regulation
Royal London Asset Management Taps Confluence for AIFMD Reporting
London-based asset manager implemented reporting solution for compliance with the rule.
The Death Knell Sounds for Reg AT's Source-Code Provision
With chairman Massad leaving the CFTC and commissioner Giancarlo likely to have a greater say, the source-code provision may be in trouble...if not the rule as a whole.
New Year's Resolutions for the Capital Markets: 2017 Edition
The most important things the industry needs to focus on for the coming year.
T-Minus One Year: It’s Now or Never on Mifid II
John hopes that preparations for the incoming regulation are top of the New Year’s resolutions pile for asset managers.
The Aggressive & the Cautious: The Buy Side's Reaction to MAR
The implementation of the Market Abuse Regulation last year was a small sample of what the market can expect when Mifid II takes effect next year.
CFTC Chairman Timothy Massad Resigns
Massad will leave the regulator Jan. 20, Inauguration Day.
Best of Waters Wavelength Podcast
All the best episodes from 2016.
Webcast: MiFID II reporting──The data management challenge
Panelists tackle the transaction reporting aspects of the upcoming MiFID II regulations and field questions from a live audience.
Advise Tech Adds Bank of Israel Derivatives Reporting Module
Advise's Consensus RMS platform already supports more than 20 regulatory reporting regimes.
Waters Wavelength Podcast Episode 49: Victor Anderson, Waters Editor-in-Chief
Dan and Victor discuss the biggest topics of 2017.
Top Stories of 2016: The Best of Buy-Side Technology
John highlights some of the best articles from Buy-Side Technology in 2016, including Mifid II, machine learning and how technology is being affected by diverse investment strategies.
Top Stories of 2016: Best of the Sell Side
Distributed-ledger technologies, cyber security and regulation grabbed headlines this year.
Getting to Know You-tility: The Emergence of Jurisdictional KYC Utilities
Regionally-governed utilities could help make up for slower-than-expected takeup of global KYC services.
Thomson Reuters Consolidates Regulatory Feeds
The service will enable compliance teams to monitor regulatory alerts from over 750 regulatory bodies via a single feed.
Waters Wavelength Podcast Episode 47: Virtual Reality, Insider Trading
Dan and Anthony chat about Waters' biggest annual conference.
The Beast Apps Releases Mifid II Solution
Minotaur integrates disparate systems across an asset class.
CAT Needed Now More Than Ever
The Consolidated Audit Trail is exactly what the industry needs right now.
Data Issues Continue to Plague Regulatory Compliance and Technology
Waters USA panelists said good regulatory technology exists but is useless without good data.
GoldenSource Readies FRTB Risk Calculation Solution
GoldenSource is building on its data management competencies to develop new risk calculations and visualizations, as well as scenario analysis, to support FRTB requirements.
Emilia David: FRTB and Aging Infrastructure
The Fundamental Review of the Trading Book offers banks the opportunity to finally look closely at their legacy infrastructure, as it portends more and more regulatory and operational changes, Emilia says.
The FRTB Shuffle
Banks are preparing for FRTB and vendors are pushing the industry to figure out an infrastructure strategy to deal with it.
Thomson Reuters, BestX Partner on Buy-Side FX TCA
BestX will also leverage Thomson Reuters FX market data for proprietary models in best execution analytics application.
Sapient Adds Support for Bank of Israel Reporting
Sapient's regulatory reporting platform now supports FX, index-linked and interest rate derivatives reporting to the Israeli central bank
Silverfinch Adds Support for More Regulatory Reporting
Hub updates data model to support asset management reporting obligations across Europe