Regulation
ADVFN Bows Feed of Brexit-Affected Instruments
The feed provides news and information about stocks, indexes and currencies that ADVFN has identified as being subject to impact from Brexit.
Atlantic Fund Services Taps Confluence for Form N-Port, Form N-CEN Reporting
Fund administrator will also use the vendor's Unity Prospectus product.
The Technology Impacts of Mifid II (Part 1)
Mifid II, set to come into force at the start of January 2018, will have far-reaching consequences for large numbers of European market participants, not only from an operational perspective, but also, significantly, in terms of their technology stacks…
Erste Group Taps Asset Control for PRIIPS, MiFID II Compliance
The Austrian banking group will use the vendor's AC Plus data management platform, with its central security master architecture, to meet MiFID II and KIDS templates requirements.
Variation Margin Requirements: The New Big Bang
On March 1 this year, a new set of requirements for variation margins on derivatives trades take effect that will affect nearly all market participants across both cleared and non-cleared derivatives. In the run-up to the deadline, John Brazier finds…
Regulation in 2017: New Day, Same Concerns
Between Mifid II and talks of dismantling Dodd–Frank, it might seem like a volatile period ... but when it comes to tech, how much has really changed?
A Tighter Leash on Regulation
The new administration has made comments about regulation's future that could put some policies on thin ice.
System Down: What Is Reg SCI's Future?
The future of some regulations are in question, Reg SCI just might be one of the casualties.
300 Pages of Confusion in the Name of Transparency
Particpants need more clarity on Mifid's trade reporting requirements
IPC, Verba Partner for Skype Recording
Both hope to offer larger regulatory compliance solutions to clients.
February 2017: The US Unleashes Its Trump Card
Despite an anti-regulation stance, the Trump administration is unlikely to completely repeal Dodd–Frank, Victor says.
Asset Management One Taps Ullink for Xilix Pre-Trade Risk, Compliance
Japanese investment group implements pre-trade risk and compliance elements of Ullink’s Xilix execution management system.
Waters Wavelength Podcast Episode 55: All Things Mifid II
Dan and Anthony chat about four recently-published features from Waters and Inside Data Management that look at various aspects of Mifid II. This week’s podcast is sponsored by SmartStream.
McObject Unveils V.7.1 of eXtremeDB Financial Edition to Tackle Regulatory Data Demands
The enhancements in version 7.1 position McObject as a provider of underlying technology to help firms meet MiFID II's best execution requirements and the demands of FRTB.
CIP Cap Merges Vendors for RegTech Powerhouse
The deal will combine three vendors with a wealth of regulation- and compliance-related technology solutions.
BNP Paribas Securities Services Invests in Compliance Fintech Firm Fortia
Fintech vendor specializes in development of machine learning, artificial intelligence for compliance and regulatory requirements.
SEC's First-Ever COO to Leave Regulator in February
Jeffery Heslop was named the SEC's COO in 2010.
LSE, Boat Services Offer Smart Report Router for Mifid II
Open-access Smart Report Router to determine when trade reports to be published under new Mifid II obligations.
LSE, Boat Services Launch Tradecho Mifid II Smart Report Router
Open access Smart Report Router to determine when trade reports to be published under new Mifid II obligations.
CFTC Acting Chairman Giancarlo Makes Several Appointments
New director of DMO, acting director of DOE, acting director of DCR and advisor on fintech all named.
RegTech Vendor AQMetrics Adds Execs
Kipp and Connolly will strengthen the company's regulatory reporting and compliance business.
NICE Actimize Releases Operational Risk Solutions
Both solutions are seen to cut inefficiencies when investigating compliance issues.
CFTC's Giancarlo Provides a New Look, Not Halt, on Regulations
Dan explains why the CFTC's new acting chairman won't be repealing everything in sight.
Risk Focus Launches Regulatory Subsidiary RegTek
New subsidiary vendor to exclusively focus on regtech solutions, to offer set of compliance solutions from Report-it suite.