Regulation
Silverfinch Adds PRIIPs Templates to Reporting Hub
Templates allow for data aggregation and distribution of KIDs
The Reporting Drama of Mifid II
Under Mifid II, asset managers will be responsible for fulfilling their own trade and transaction reporting requirements.
January 2017: The (Probably) Final Countdown
With MiFID II just 12 months away, Max previews this issue of Inside Data Management's focus on the upcoming European regulation.
The Long Arm of the (European) Law: MiFID II's Impact on Asia-Pacific
Depending on their activities, MiFID II's regulatory requirements could still impact firms in Asia.
It’s About Time: MiFID II Scrutinizes Firms' Clocks, Time-Synch Tools
In a multi-timezone, pan-European marketplace, the accuracy of timing sources and timestamps will be an important factor in maintaining orderly, transparent markets.
Reporting for Duty: The Growing Reporting Burden of MiFID II
MiFID II expands the scope of trade and transaction reporting requirements, leaving some firms struggling to comply.
One Tape to Rule Them All
A key component of MiFID II is a pan-European consolidated tape. Yet the regulators' preferred option of an industry-led solution has yet to appear.
Waters Wavelength Podcast Episode 53: CAT Decision, Reg AT, Natural Language Processing
Dan and Anthony celebrate the one-year anniversary of the podcast.
Massad Maintains Position on Reg AT During Final Days in Office
CFTC's chairman says a rule needs to be in place.
CFTC's Giancarlo: Regulators Need to Help Distributed-Ledger Technology Grow
CFTC commissioner will look to make reforms to help foster fintech growth.
CAT Selection Shows Industry's Interest in Change
Thesys choice upsets the status quo.
Raymond James Taps AxiomSL for Data Aggregation, Reporting
This move is part of a larger data management overhaul at Raymond James.
Thesys Selected by SROs to Build Massive Audit Trail
Vendor selected from 31 bidders to build, implement and maintain the Consolidated Audit Trail.
DTCC Appoints Derek West as Chief Compliance Officer for European Trade Repository
Former director at the Québec regulator, Autorité des marchés financiers, to oversee compliance at DTCC’s European global trade repository business.
Blockchain Needs Regulators’ Involvement to Take Off
“It is important for regulators to become comfortable with the new technologies serving the industries they oversee.”
Decision to be Made on CAT Plan Processor Soon, Sources Say
The announcement of which firm will be responsible for building the massive audit trail could come as soon as tomorrow.
Regulatory Outlook for Asset Managers in US, Europe Differ Greatly
Bloomberg analysts have different tales to tell for 2017 when it comes to regulatory oversight for asset managers in the US and Europe.
Regulation or Innovation: Which Will Win Out in 2017?
Does regulation drive innovation or vice-versa? Or is it more important to have both working in tandem?
Survey: Buy Side Trends Toward Unbundling Research
A survey of 234 asset managers reveals that only 13 percent intend to continue paying for research from all top nine investment banks under Mifid II.
HSBC Private Bank Picks Bloomberg for Margin Data Management
The bank is one of a number of firms that have chosen the Bloomberg solution for collateral management and reconciliation.
Saudi Stock Exchange Makes Move Toward T+2
The switch is being made in an effort to attract foreign investors, according to a Reuters report.
Tradeweb Signs Deutsche Bank, JPMorgan, Goldman Sachs for Mifid II Reporting Service
Investment banks sign up for Approved Publication Arrangement (APA) service for post-trade reporting transparency.
North American Asset Managers Increasingly Concerned over Mifid II Impact
Survey from ITG finds buy-side firms in North America increasingly concerned over impact of European regulation due January 2018.
Royal London Enlists Confluence for AIFMD Reporting
Confluence's platform will help Royal London support the increasing reporting burden associated with its growing alternative investments business.