Compliance
The New Guard: Ryusuke Yokoyama, JPX
Ryusuke Yokoyama sits down with Wei-Shen Wong to discuss his three-decade career at the TSE and JPX, how the exchange is looking to help the industry improve its settlement cycles and how the company is experimenting with blockchain and AI technologies…
Flow Traders Deploys Corvil’s Intelligence Hub
The AI-driven intelligence hub will deliver real-time insights to enhance its risk management.
Asset Control Launches ACX Data Platform
ACX is designed to allow easier access to market data for business users and quants.
Storebrand AM Completes Move to SimCorp Dimension
Norway’s largest private asset manager finalizes the last leg of its technology consolidation project.
Solid Data Lineage: The Foundation for Automation
As they deploy automation to solve regulatory problems, Asian firms are paying closer attention to data’s journey.
Research Platform Nucleus195 Preps for Launch
The platform aims to connect research providers and investment managers through a transparent pricing model.
Omniex Bolsters Crypto Trading Platform
San Francisco-based crypto-asset solutions provider adds new features to Omniex Edge for institutional investors.
Crypto Incognito: New Regulation Targets Crypto’s Bad Reputation
KYC data requirements and new legislation aim to move cryptocurrency markets into the mainstream, but are the anonymity and illegal activity tied to digital currencies exaggerated?
India’s Proposed Data Privacy Bill Mandates Local Storage
A proposed data protection bill raises some concerns, especially for financial institutions dealing with India data.
Archax And Aquis Enter into Tech Partnership
Aquis will provide a matching engine and surveillance technology when the project commences.
COO Panel: Opportunity Cost of Compliance Often Overlooked
Sponsored Article: RIMES
Banks Increasingly Using Market-Abuse Systems for #MeToo
The Senior Managers Regime and #MeToo campaigns are making banks increasingly conscious of employee conduct
MAR and Mifid II Compliance: Consequences for Trade Surveillance
The implementation of Mifid II in January 2018, along with the existing Market Abuse Regulation (MAR) introduced new responsibilities and obligations for market participants
Gaining value from data through science and engineering
How much time do data scientists, analysts and quants spend doing the jobs they're employed to do? In the vast majority of cases, not enough
Additional ISIN Use Cases in the Works
A DSB consultation shows an appetite for expanding identifiers for OTC derivatives.
UMB Integrates Temenos Multifonds for ETF Valuations
The integration looks to modernize and automate UMB's exchange-trade funds business.
Illuminated Data: SFTR May Reach Too Far
While waiting for the regulators’ final word on SFTR’s technical specifications, SFT market participants and counterparties are planning their compliance strategies amid concern that the regulation goes too far in its goal to bring shadow banking into…
SI Rules Switch from Optional to Mandatory Sept. 1
Half of the systematic internalizer obligations will soon become compulsory.
Barclays Leads Pack on $14 Million Funding Round for Cloud9 Platform
The platform aims to modernize communications among counterparties and deliver sophisticated data analytics.
The Last Man Standing Has Just Fallen
The Waters view on Charles River's acquisition by State Street.
Open Platform: How Financial Firms Can Minimize GDPR Risk
CompliancePoint's Greg Sparrow advises financial firms how to avoid hefty fines resulting from GDPR non-compliance.
Thomson Reuters Survey: Firms More Receptive to Public Clouds
Survey finds 90 percent of firms expect to use public clouds for their market data needs within four years.
TFITS Panel: How Data Management Challenges Are Changing
Panelists at the Tokyo Financial Information & Technology Summit highlight data management challenges, particularly as IT and business teams become more integrated.
Code Red: Trading Firms Turn to AI for System Stability
As IT systems are buckling under the pressure of modern day trading volumes and regulatory requirements, some firms are turning to AI to predict and minimize outages.