Compliance
Itiviti to Expand Regulatory Coverage, Starting with the CAT
The Swedish company is working with a third-party to build the solution, which will launch in Q4.
Bureau Van Dijk Rebuilds Risk Management Platform
Bureau Van Dijk's Compliance Catalyst has been rebuilt ahead of plans to move the platform to the cloud, as well as navigate the EU's fifth anti-money laundering directive.
SimCorp to Allow Buy-Side Clients Plug-and-Play Access to Start-Ups
The Danish vendor is looking to partner with fintechs to allow for buy-side firms to benefit from minimal integrations and to reduce contractual barriers.
People Moves: BMLL, DriveWealth, Blockchain, GCTA
A look at some of the key "people moves" over the past week, including Howard Surloff (pictured, right), who joins Blockchain.
Tech, Data Concerns Mount as SFTR Deadline Edges Closer
Industry experts voice concerns regarding the drafting of the regulation and the length of time to prepare, particularly as firms are still waiting on guidelines to be published.
FCA: UK Regtech Hype Has Cooled
The UK financial regulator is seeing fewer entrants into the industry as start-ups struggle to break into the market.
Refinitiv and Trulioo Discuss Deepfakes, Synthetic Identity & Crypto in the World of KYC
The pace of technological and regulatory change is fast for KYC/AML compliance, and criminals are keeping pace.
Rimes and Insightful Technology Collaborate for Surveillance
The combined offering will help financial firms meet compliance requirements for regulations like SM&CR and Reg BI.
People Moves: SS&C, IEX, Quandl, Pico, ACA, Orbital Insight, Thasos
A look at some recent key people moves, including Carlo Di Florio (pictured), who joins ACA.
GreenKey To Release Front-End Dashboard For Analyzing Audio Data
The new tool, called the Blotter, will be a window into unstructured audio data as a form of operational alpha for the buy and sell sides.
LSEG Faces Culture Shock Implementing its Cloud-First Program
LSEG CIO Ann Neidenbach said London is ‘tapped out’ of cloud DevOps talent.
SEC, FIF Seek End to Rule 606 Compliance Confusion
At an SEC meeting Thursday, September 12, the regulator and association attempted to clarify the correct interpretations of guidance surrounding the new rule.
People Moves: MarketAxess, OpenDoor, Capitolis, FSB, CloudMargin, Fenergo, CLS
A look at some recent key people moves, including Kat Tatochenko (pictured), who joins MarketAxess.
China Industrial Securities Taps Bloomberg for its Buy-Side Offering
Regulation and growth have pushed the investment firm to go with Bloomberg’s front-to-back suite of solutions.
Sterling Debuts Data Entitlements Compliance Tool
Sterling Entitlement Manager will allow the vendor's clients to onboard traders more quickly while ensuring compliance with exchange data licenses.
Startup VendEx Debuts VKey Data Contract Management Tool
VKey will extract and present key terms from financial firms' data contracts, enabling them to better understand how they can use the data they pay for.
Steele Buys Osprey to Build One-Stop Compliance Shop
Steele will bring Osprey's more internal-facing technology into its platform.
Banks Embrace the Use of Synthetic Data
Banks have long been using synthetic data to validate solutions, but tech advancements and regulatory pressure have established this practice as a crucial step in the development and testing of technologies.
LSEG's Proposed Refinitiv Deal: It's About More Than Just Market Data
What does the bourse’s planned purchase of the data giant mean for clients and the industry going forward?
With Initial Margin 'Big Bang' Split, Tech Preparations Could be Impacted
As the final phase of the IM implementation for non-cleared derivatives has been split into two parts, questions emerge on whether tech preparations will stall.
The AI Ethics Dilemma: Banks Find a Fine Line Between New Tech and 'What's Right'
Finance firms and regulators are beginning to assess the ethical implications of artificial intelligence.
The Cloud Breach Blame Game
As cloud computing becomes an ever more critical component of any modern financial technology infrastructure, cloud deals are coming under increased regulatory scrutiny.
Northern Trust Adopts Cloud DevOps Framework
Waters Europe: The firm has developed a recent front-office application in its DevOps cloud, but mustering the courage to invest in new tech and development processes is a consistent internal battle, says CIO.