This article was paid for by a contributing third party.
MAR and Mifid II Compliance: Consequences for Trade Surveillance
The Panel
- Bruno Piers de Raveschoot, RIMES Technologies Regtech Division, FIS
- Ellie Murray, Deputy Head of European Compliance, Janus Henderson Investors
- Gautam Sachdev, Managing Director, Global Head of Monitoring and Surveillance, Risk Management Group, Macquarie Group
- Moderator: Victor Anderson, Editor-in-Chief, Waters Technology
A panel of industry professionals share their insights on the impact MAR and Mifid II will have on trade surveillance and how technology can be leveraged to ensure compliance.
Key topics discussed include:
- Where MAR and Mifid II overlap on trade and communications surveillance
- Expectations of regulators
- The right approach for your firm and the effectiveness of current approaches to surveillance
- How emerging technologies—such as artificial intelligence, and subsets, including machine learning—can detect market abuse to assist with these regulations
- How to balance legacy systems and new solutions to meet requirements
- Potential operational costs and regulatory consequences for firms failing to comply and the steps required to avoid this
Sponsored content
Copyright Infopro Digital Limited. All rights reserved.
As outlined in our terms and conditions, https://www.infopro-digital.com/terms-and-conditions/subscriptions/ (point 2.4), printing is limited to a single copy.
If you would like to purchase additional rights please email info@waterstechnology.com
Copyright Infopro Digital Limited. All rights reserved.
You may share this content using our article tools. As outlined in our terms and conditions, https://www.infopro-digital.com/terms-and-conditions/subscriptions/ (clause 2.4), an Authorised User may only make one copy of the materials for their own personal use. You must also comply with the restrictions in clause 2.5.
If you would like to purchase additional rights please email info@waterstechnology.com