Compliance
Taming the Beast
COMPLIANCE
Regulators Eye Dark Pools
COMPLIANCE
OTC Derivatives Oversight Strengthened
COMPLIANCE
Can They Contain the Fire?
LATEST FEATURE
DekaBank fully compliant...after a seven-year wait
DekaBank, one of Germany's largest asset management firms, has completed the full implementation of SunGard's pre-trade compliance module after a seven-year wait.
US Speeding Up Basel II Implementation
Adam Honore, Colorado-based senior analyst at Aite Group, tells Carla Mangado that while Basel II has been welcomed in the US, many firms are still failing to comply
The Counterparty Challenge
Basel II