Compliance
MAD World
European Banking
The Naked Truth
Compliance
Societe Generale and ABN Amro Select Joint Data Offering from Aim Software and CetrelSecurities
UXEMBOURG - Societe Generale Security Services (SGSS) and ABN Amro Private Clients in Luxembourg have chosen the new, joint, integrated reference data and compliance offerings from software providers Aim Software, specializing in data management, and…
Don’t Look Back
COMPLIANCE
Revised GIPS standards focus on pricing and risk management
The CFA Institute, the Virginia-based investment industry group, has rolled out a new version of its Global Investment Performance Standards (GIPS) emphasising stronger valuation and risk management practices.
Pulling the Plug
COMPLIANCE
The Terrible Twos
Compliance
Is the Party Over?
COMPLIANCE
Time to Apply the Brakes?
COMPLIANCE
Taming the Beast
COMPLIANCE
Regulators Eye Dark Pools
COMPLIANCE
OTC Derivatives Oversight Strengthened
COMPLIANCE
Can They Contain the Fire?
LATEST FEATURE
DekaBank fully compliant...after a seven-year wait
DekaBank, one of Germany's largest asset management firms, has completed the full implementation of SunGard's pre-trade compliance module after a seven-year wait.
US Speeding Up Basel II Implementation
Adam Honore, Colorado-based senior analyst at Aite Group, tells Carla Mangado that while Basel II has been welcomed in the US, many firms are still failing to comply
The Counterparty Challenge
Basel II