Opinion

James Rundle: SEF Regulation: The Art of Compromise

The passage of final rules governing how swap execution facilities will operate provides for a new era in how derivatives are traded. James says that the final form of the rules, while prescriptive, also incorporates a measure of compromise and a regard…

Michael Shashoua: E.T.—The Extra-Territorial

Extraterritoriality, an idea that seemed alien at first, is rapidly increasing in importance for data management. Michael provides some explanations and considers how this concept may make an impact on multiple functions at financial services firms.

Striking a Balance on Operational Risk

The culture within the financial services industry has, unsurprisingly, become much more risk aware since the 2008 crisis. Under such conditions, how can fund administrators balance managing operational risk against achieving efficiencies, while at the…

IRD's Editor on 'Extraterritoriality'

Reference data professionals are buzzing about "extraterritoriality," the concept of differences between jurisdictions or countries in how they handle new rules and regulations.

It's Not Easy Being Extraterritorial

The concept of extraterritoriality, the differences between national interpretations or iterations of rules and standards, requires firms to redefine it as being the ability to comply in all territories

Much Ado about RFQ

The reduction in the so-called RFQ 5 rule was seen as a shallow victory for the industry during the final rulemaking for swap execution facilities (SEFs) last week, but how much of an issue will it prove to be?

NAFIS Preview

Other regulatory issues, risk management and data governance will also find the spotlight, alongside the legal entity identifier, in this year's NAFIS conference on May 21

Looking for the Finish Line

Stories and features in the May issue of Inside Reference Data identify remaining hurdles for legal entity identifier, question how widely understood are the LEI's benefits, and explore drives to secure its value

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