Regulations
NYSE President Sees Tech as Key to Big Board's Next Evolution
A look at the massive tech projects (and legal battles) underway at the NYSE, which are being led by Stacey Cunningham.
OpenGamma Raises $10 Million for Expansion
OpenGamma looks to release more products in the next 18 months and expand in US and Asia.
Fund Managers Re-Engineer Data Workflows for N-PORT
With more frequent and granular reporting for fund managers looming, firms have had to figure out how best to connect all the data needed to meet the new requirements. This has necessitated a widespread change in how data is moved throughout an…
Dash Names Venu Palaparthi as Compliance Chief
The former Tagomi exec will head regulatory affairs at the agency broker.
Cboe Gains Approval for Dutch Base
US exchange group receives regulatory nod for Amsterdam operations, and appoints a new head to run the EU entity.
Cryptocurrency Exchanges Tap Traditional Firms for Market Surveillance
Digital currency exchanges are using established market surveillance services in a move that steps closer to institutional-level infrastructure.
Wavelength Podcast Episode 155: Martin Boyd of FIS; A Look at the CAT
First, some pointed comments about the Consolidated Audit Trail and then Martin Boyd discusses the fintech market.
Firms Carve Rosetta Stones for Non-English AI Surveillance
Development of machine learning and natural-language processing is now turning to languages other than English to keep a better eye on traders and the market. But how easy is it to teach a machine a new tongue?
Crypto Markets Turn Traditional for Tools of the Trade
As interest in cryptocurrency trading refuses to wither, despite a bearish year, traders are increasingly calling for institutional-grade tooling from traditional markets to further develop the asset class.
SEC Taps FIF Vet Kimmel to Oversee CAT Implementation
After a decade leading data industry association the Financial Information Forum, Kimmel is well-versed in directing industry-wide initiatives.
Arachnys Joins Oracle as Part of Wider Partnership Strategy
Arachnys' Navigator solution will allow analysts to screen for negative news and find entity profile information for new clients.
FCA Sets Regulatory Roadmap for Crypto
The introduction of a regulatory framework could revitalize interest in waning ICO funding.
IT Advances Insufficient to Beat Compliance Challenges
Outsourcing reporting could create technological dependencies that could add to firms’ problems in the future.
Industry Lukewarm on ‘Quick Fixes’ to PRIIPs Rules
Many fear performance scenarios will remain misleading and expose providers to mis-selling claims.
Bloomberg Gets Dutch Approval for ARM and APA
Authorization enables Bloomberg to continue servicing its EU27 client base following Brexit.
Regtek.Solutions Hones in on SFTR
Fintech hires SFTR specialist and beefs up its reporting tool.
Concerns Mount as Trade Repositories Face Brexit Split
Months away from the UK’s departure from the EU, much of the industry is still in the dark over operational requirements post-Brexit, and time is running out.
Tradeweb, Bloomberg Gain Dutch Approval Ahead of Brexit
The green light will enable the firms to continue serving their EU27 clients following Brexit.
Esma Calls for Unified Crypto Rules in Europe
The EU's market cops have urged the adoption of a unified approach to crypto assets across member states.
Top 10 European Stories of 2018
WatersTechnology recaps some of year’s top EU stories.
December 2018: Getting There
Data management is more about striving than finalizing.
Hamilton Trades Derivatives for Digital Currency
Steve Hamilton joins the crypto start-up ahead of its digital securities exchange launch next year.
Lingering Questions Remain over Mifid II
Nearly one year on from the fundamental changes to Europe’s trading rulebook brought about by Mifid II, its overall impact is still unclear. Although experts talk of greater transparency in the markets, it’s had its share of issues, some of which are…
DTCC to Partner with Xceptor for SFTR Data Service
The Xceptor capability will address data concerns of SFTR by enriching, normalizing, and validating data before firms submit to trade repositories.