Mifid
The Power of Law: Wiener Börse CEO Christoph Boschan
Christoph Boschan on mixing finance with law, Mifid II's flaws, and how Wiener Borse is avoiding a "massive technology trap."
Mifid Gears Grind into Motion as Systematic Internalizers Emerge
Market codes release shows over a dozen new entities registered in activity ramp-up
Waters Wavelength Podcast Episode 77: A Look at Mifid II Developments & the Use Cases for Behavioral Analytics
This week, Anthony and James take a look at recent developments pertaining to Mifid II and then they talk about how firms are increasingly turning to behavioral analytics platforms to better examine trading decisions.
Reporting for Duty: The Growing Reporting Burden of MiFID II
MiFID II expands the scope of trade and transaction reporting requirements, leaving some firms struggling to comply.
One Tape to Rule Them All
A key component of MiFID II is a pan-European consolidated tape. Yet the regulators' preferred option of an industry-led solution has yet to appear.
Exchanges: No Free Data; Maybe Free Trading?
Exchanges say data will continue to have sufficient value to justify data fees, whatever changes occur in trading activity.
Mifid II: Best Execution May See Heads Roll
The incoming changes to best execution practices mean participants across the industry must get to grips with various data challenges.
Data Management Transforms the Roles of Buy Side and Vendors
Feature sponsored by Rimes Technologies
Trax Launches MiFID Instrument Reference Data Service
Identifying eligible instruments for reporting is a challenge for firms
Virtu Financial Europe, Euronext Fined For Market Manipulation
French authorities ruled that certain trading practices were likely to have given false or misleading indications as to the supply and demand for certain financial instruments.
Abide Financial Applies to Become a Trade Repository
Company is confident that regulator will approve application
MiFIR Casts Ominous Shadow on European Horizon
MiFID II and MiFIR will subject investment firms to more stringent trade reporting requirements. Brian Collings outlines the impact.
ESMA Hammering Out Liquidity Calculations
European regulators considering how to classify non-equity instruments
Responding to Canadian Regulators' Wider Reporting Requirements
Avox's Mark Davies advises firms to be sure of data governance to handle identifiers for more transaction types
ESMA To Centralize Reporting Data
Regulator Launches Two Major Projects for MiFID and EMIR
Operational Risk Groups Tackle Data Governance as Regulations Rise
Panel at OpRisk North America discusses how regulations like Basel have forced banks to take another look at their approach to data.
Bloomberg TOMS Granted FCA Approval for Regulatory Reporting
It is still unclear whether ARMs such as Bloomberg's will help firms hit their reporting deadlines.
FCA Fines Deutsche Bank for Extensive Reporting Errors
The UK Financial Conduct Authority (FCA) has levied a fine of £4.7 million (approximately $7.8 million) on Deutsche Bank for submitting nearly 30 million incorrect trading reports over a number of years.
NAFIS 2014 Live: Regulatory Landscape Challenges
Inside Reference Data editor Michael Shashoua reported live via Twitter on the first panel in the reference data stream of the North American Financial Information Summit on May 21
IPC, TeleWare Announce Mobile Compliance Alliance
Jersey City-based IPC Systems, a provider of trading communication technology, and T-Ware Connect, the North American arm of global call compliance technology provider TeleWare Group, have announced an alliance that will offer capital markets firms in…
iMeta Adds Credit and Legal Functions to Entity Data Platform
A new module providing legal and credit information now sits alongside the know-your-customer and standing settlement instruction data functionality of iMeta's Assassin platform
Thomson Reuters Unveils Managed KYC Service
Thomson Reuters has launched Accelus Org ID, a new platform to support financial institutions and their clients increase the efficiency and reduce the costs associated with complying with Know Your Customer (KYC) requirements.
James Rundle: There and Back Again
In January, European political authorities provisionally agreed on a package of reforms to securities markets that will have deep consequences for financial services firms. As the technical work can now get underway, James looks at the challenges ahead…
Ungovernable Data?
During a roundtable discussion hosted by Rimes Technologies, senior representatives from asset management firms discussed the data governance challenges facing them. From controlling data and managing regulatory change to securing board-level support,…