Regulation
ESMA’s ‘Final Countdown’ to MiFID 2 Targets Time Synch, Data Disaggregation
ESMA's new rules target time synchronization to ensure consistent, standardized timestamps for best execution.
Chicago Trading and Technology Summit: R Scripting Features Accessibility, Versatility Benefits
Two panelists at the Chicago Trading and Technology Summit 2015 talk about the many uses of the scripting language R.
Reference Data Utility on the WFIC Agenda
Bi-annual conference promises insight into where the proposed SPReD utility may take data management
Chicago Trading and Technology Summit: R Scripting Features Accessibility, Versatility Benefits
Two panelists at the Chicago Trading and Technology Summit 2015 talk about the many uses of the scripting language R.
S3 Launches Enhanced Reg Reporting Analytics Suite
Software now supports Rule 611 and RegSHO reporting.
Alizz Islamic Bank Chooses Wolters Kluwer Transparency Solution
Oman-based bank implements OneSumX solution to better support risk data management
Identifier Consultation Deadline Nears
Responses to framers of Unique Trade Identifier due by end of September
DTCC, UnaVista Partner on MiFIR Reporting Service
MiFIR reporting requirements supplementing EMIR due to go live in Q1 2017.
CFTC Cites TeraExchange for Early Bitcoin Swaps Violation
Regulator levies its first SEF violation for fake trading, but no financial penalty is attached.
Taking the Pulse of Reporting and Capital Adequacy Compliance
Commonalities in European rulemaking still need to be translated into industry systems
Common Traits Emerge in European Regulation
Regulatory roadshow event speakers see similarities for compliance with MiFID II and Solvency II
With Order, CFTC Officially Deems Bitcoin a Regulated Commodity
Action against Coinflip establishes that virtual currencies and their derivatives must comply with Commodity Exchange Act.
Rabobank Picks Bloomberg for Basel III
Liquidity rules apply in Europe from 1 October
AxiomSL Announce New Head of EMEA Regulatory Analysis Team
Nicola Hortin joins AxiomSL's regulatory team after spells at JP Morgan and SECAM+.
India to Take Center Stage in the HFT Debate
Chiragra Chakrabarty discusses what Sebi's proposed "HFT curbs" could mean for the Indian marketplace, and the Asia-Pac region, in general.
Market Data Management special report
Sponsored by Thomson Reuters
Wolters Kluwer Launches AML Product in Taiwan
Banks looking for solutions as regulatory deadlines loom
Symphony Partners with Dow Jones as Backers Resolve NYDFS Inquiry
Symphony makes the moves on eve of its new platform launch.
SEI Launches Compliance, Regulatory Risk Platform
Platform launched to tackle increasing cost and complexity of regulatory compliance.
LSEG, Boat Services Partner for MiFID II Services
Agreement aims to offer customers a one-stop shop for reporting beyond equities
Lightspeed Trading Taps Trillium For Market Surveillance
Executing broker to use Surveyor for oversight, post-trade analytics.
Next Steps For the LEI
Growing LEI issuance has improved reporting, but what comes next?
SEC Appoints Ramarathnam to Credit Ratings Watchdog
Ramarathnam, a 10-year SEC staffer, will take up her new role later this month.
ICAP Invests in Transaction Reporting Specialist
Brokerage continues diversification as it signs deal with Abide Financial