Regulation

No Time For A Leap Into The Unknown

The idea of practitioners and data vendors sharing the burden of regulatory responsibility sounds attractive, but end-users have valid concerns about disrupting the status quo they often criticize

Mixed Messages About LEI

Has the Financial Stability Board allowed enough time with its March 2013 deadline for the legal entity identifier (LEI) to set up local authorities, much less actually assign all the LEIs, as was once expected?

FSB Does Not Expect LEI System To Be Live In March

The Financial Stability Board does not expect the global legal entity identifier (LEI) system to be live and ready to use in March, according to an executive who took part in the inaugural meeting of the LEI Private Sector Preparatory Group in July

Square Peg

Canadian firms and regulators are debating whether proposed risk management policy makes the country’s market incompatible with global standards. Michael Shashoua reports on the industry’s preparations

Solving a Solvency II Dilemma

European regulator's announcement that an important code in its capital adequacy directive will not be harmonized through all countries could undermine the regulation itself

Keeping Solvency II Solvent

The final report on the disclosure and reporting requirements for Solvency II has provided some clarification, but it also highlighted new data management challenges, writes Nicholas Hamilton

Jake Thomases: A Step in the Right Direction

It’s not often that when it comes to introducing new regulations, the SEC garners appreciable industry support. But as Jake explains, one of the regulator’s most recent pieces of legislation affecting large swaths of the US financial services industry,…

Questions Remain About CICI-To-LEI Transition

The Commodity Futures Trading Commission's (CFTC) choice of the Depository Trust and Clearing Corporation and Swift to provide its interim legal entity identifier (LEI) is unsurprising, but it is not yet clear how the CICI identifier will fit into the…

As We Predicted

Swift, and the DTCC, scored a win supporting their prospects as LEI administrators by gaining the CFTC's designation to run its CICI identifier standard

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