Regulation

Dyson Appointed Deputy CIO At SEC

In her new role, Pamela Dyson will be responsible for continuing to modernize the information technology systems of the regulatory body, which is headquartered in Washington, DC

The Curious Case of the Nifty

The Flash Crash on India’s exchange highlights the perils of instituting catchy mechanisms like circuit breakers without really analyzing what causes problems in the first place.

Regulatory Reckoning

Basel III rules aren't being implemented quickly enough to meet January 2013 deadline, but what does that mean?

Innovation Revs Up

Take a look beyond a list of acronym-named regulations to the innovations and reconsidered management approaches in reference data, as presented and discussed at EFIS and reported by Inside Reference Data

Standards Coronation

The ISO 10962 Classification of Financial Instruments code is due for an overhaul, says Martin Sexton of London Market Systems. What will the new reigning standard look like?

Target2-Securities: Give and Take

Work on the Target2-Securities project, the pan-European settlement platform developed by the European Central Bank, continues to gather pace ahead of its 2015 launch date. What will it mean for central securities depositories, which are outsourcing…

Esma Recommends Use of LEI For Emir

Paris-based regulatory body says that if a global legal entity identifier is available and endorsed by the European Union, it should be used as part of reforms to the over-the-counter derivatives market in Europe. Otherwise, an interim entity identifier,…

HFT: The End of the World As We Know It?

Yesterday, European lawmakers voted in favor of introducing stricter controls around the controversial practice of high-frequency trading, proposing a regulation that would require all posted orders to be kept in the market for a minimum period of half-a…

Conquering Form PF

Form PF, requiring US funds managing at least $150 million to submit an unprecedented amount of data to the SEC, came into effect in 2010 as part of Dodd–Frank, and the deadlines are now starting to kick in.

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