UBS

The Big Picture Of Solvency II

The European capital adequacy reporting regulation, taking effect in about a year, will require tracking of more data, under new classifications. Financial firms, including those serving the insurance sector that is the focus of the rules, are working…

KYC: Know Your Choices

Know-your-customer (KYC) requirements, hardly a bank’s most value-added function, have become a popular topic among operations, compliance, and reference data professionals, with a growing consensus that KYC checks can be done cheaper and more…

Corlito's Way: BTG Pactual COO Dayna Corlito

Thousands of miles from Copacabana Beach, BTG Pactual is doing things a once-small banking partnership from an emerging market shouldn’t be able to—managing a diverse group of admired hedge funds. Yes, the firm’s successful foray into asset management…

Waters Rankings 2014: Best Broker-Dealer — UBS

At first blush, a single-dealer trading platform with aggregation capabilities would seem like an astonishingly simple idea. And yet, it’s at the conceptual level where any simplicity ends, and the long, hard technology work begins. For that reason, the…

LEI's Big Payoff

While the legal entity identifier is starting to produce value for data management operations, Fatca and BCBS 239 could follow suit in similar fashion

Investment Banking Platforms Set to Become More Social

As regulations continue to reshape the global financial marketplace, single-dealer platforms are being forced to rethink how they operate. Influenced by ever-increasing consumer use of technology and social media, and determined to put their clients in…

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