UBS
Where the Data Buzz Is
Data management developments and discussions breathed life into last month's Sifma Tech Expo.
JP Morgan Hires Uritz for Risk Assessment
Cortney Uritz, previously a data management project manager at UBS, has joined JP Morgan Chase as a risk assessment project manager.
Osborne Swaps UBS for HSBC
Jacklyn Osborne, previously global head of client data policy at UBS, has joined HSBC as Americas chief data officer.
UBS, Bank of America Find Value in DMM Model
Using the EDM Council's Data Management Maturity (DMM) model, UBS Securities and Bank of America have been able to improve on their data governance and data management, officials say
Governing Data Governance
High-level data officers are being tasked with development of data governance frameworks. Michael Shashoua hears about some of the methods they are using to set up complete systems.
It's Not Easy Being Extraterritorial
The concept of extraterritoriality, the differences between national interpretations or iterations of rules and standards, requires firms to redefine it as being the ability to comply in all territories
UBS Exec Outlines Fatca Strategy
The bank's global head of client data policy and quality assurance told delegates at this week's North American Financial Information Summit that clearly defined data definitions and roles and responsibilities for data users are at the heart of its…
Data Centralization Key to Effective Compliance, CTOs Argue
Panelists at the Buy-Side Technology European Summit 2013 in London debated growing levels of transparency and reporting required by regulatory agencies and clients, saying that in order to stay compliant, a thorough data strategy was essential to any…
Latency Hardware: Threading the Needle
From proprietary field-programmable gate arrays (FPGAs) to flexible kill switches, North American Trading Architecture Summit panelists say good strategy always fits the right hardware to purpose.
FXSpotStream Adds UBS as Liquidity Provider
Multibank foreign exchange (FX) aggregation service FXSpotStream has announced that UBS will provide liquidity to clients.
Calastone Opens Zurich Office, Appoints Swiss Sales Director
Vittorio Pujatti has been appointed director of Swiss sales and business development at Calastone and will be responsible for building on the 10 clients the fund transaction network provider already has in the country
Crawling Before Walking
Moving forward with the idea of coordinating the legal entity identifier (LEI) with other key securities codes first requires tying up some loose ends on LEI implementation
Getco Reveals Team for Life with Knight
Getco has released details of the management team that will lead the company, following the Knight Capital merger set to go through in the second quarter.
FIX Protocol Pens Electronic Bonds Trading Best Practices
FIX Protocol (FPL), the industry standards organization for global electronic trading, has released a new set of guidelines for best practices in electronic bonds trading.
Moscow Exchange Announces IPO
Moscow Exchange has announced the successful pricing of its initial public offering (IPO) in Moscow, which has been set at RUB 55 ($1.83) per share.
RBS Fined $612 Million for Libor Manipulation
The Royal Bank of Scotland (RBS) has been fined $612 by US and UK regulators over its role in the manipulation of the London Interbank Offered Rate (Libor), becoming the latest bank to be indicted in the ongoing scandal.
Fixed Income Panel Talks Fragmentation and SEF Rules
A panel at a recent Tabb Group conference on the future of fixed income debated the delay in implementing SEF rules and the effect of venue aggregation.
Fixed Income Panel Talks Fragmentation and SEF Rules
A panel at a recent Tabb Group conference on the future of fixed income debated the delay in implementing SEF rules and the effect of venue aggregation.
UBS Buffs Orc for APAC Client Access
UBS Securities has extended its use of Orc Access, to faciliate Asian clients trading on US and European exchanges through direct market access (DMA).
2012: A Year of Opinions
Highlights from Waters' opinion pieces over the past year.