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Markit's McPherson Returns to NewOak

Neil McPherson, former managing director and global head of structured finance at Markit, has rejoined New York-based risk advisory and asset management firm NewOak--where he previously served as a managing director between October 2008 and April 2009-…

NCB Capital Takes Charles River

Saudi Arabia-based NCB Capital has selected the Charles River Investment Management System (IMS) for a number of areas, stretching from portfolio management to compliance.

Finra Eyes New Surveillance System

The US Financial Industry Regulatory Authority (Finra), a self-funded regulatory organization tasked with overseeing American brokers, is soliciting comment over a proposal for new method of collecting data on investment sales activities.

Esma Updates Derivatives Reporting Guidance

The European Securities and Markets Authority (Esma) has clarified its position on the reporting of derivatives, updating an online Q&A with the scope of requirements, as well as the counterparties that it expects to report transactions.

Bloomberg Names Risk and Compliance Exec

Bloomberg is making good on its promise to beef up compliance and data security measures-following the revelation earlier this year that its journalists were able to access some client terminal usage data-by hiring Paul Wood as the vendor's first chief…

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