Mifid II
EuroCCP Signs Agreement With Deutsche Börse
The deal with Europe's largest equities CCP is expected to increase competition in the market.
RSRCHXchange Rolls Out Analyst Contact Functionality
Buy-side users of research platform are now able to book analyst meetings and conduct them with full audit trail.
TP Icap’s Rising Costs Force CEO Ouster
Broker fires CEO as Brexit, compliance and IT costs mount.
LSEG's Nowell Swaps UnaVista for Kaizen
LSEG's reporting guru moves to competitor as Mifid II beds in.
Bad Blood: Regulators Lose Patience with Mifid II’s Dirty Data
Problems and bad practices continue to plague Europe's vision of a new transparency regime. An inside look.
Dark Trading Caps Not Responsible for Periodic Auction Growth, Study Finds
FCA report find that growth in periodic auction trading is not a result of dark-trading bans.
Time's Up: Esma Sticks to the Schedule for Mifid II LEI Compliance
Esma’s ‘No LEI, No Trade’ policy gets real after the official end of a grace period on Mifid II’s LEI requirement, while at the same time Hong Kong regulators have introduced a new LEI mandate to boost identifier use in the region. Jamie Hyman and Wei…
Bloomberg Eyes Amsterdam for Trading and Reporting Platforms
The information and trading technology giant has registered a Netherlands-based entity for its trading platform.
IBM Rolls Out Upgrades for Watson Financial Services Portfolio
IBM has enhanced its regtech suite of services, including the integration of Armanta’s platform after the May acquisition.
LEI Grace Period Ends July 2
Esma warns six-month LEI grace period will not be extended.
Achieving Regulatory Compliance Through Innovation
IMD/IRD Awards 2018 Winners' Circle
Taking Research to the Next Level
IMD/IRD Awards 2018 Winners' Circle
Cooperative Mifid II Compliance
IMD/IRD Awards 2018 Winners' Circle
Overall Best Data Provider: Thomson Reuters
IMD/IRD Awards 2018
Most Innovative Regulatory Solution: SmartStream RDU
IMD/IRD Awards 2018
Best Reference Data Newcomer (Vendor or Product): SIX
IMD/IRD Awards 2018
Best Enterprise Data Management Initiative: SmartStream RDU
IMD/IRD Awards 2018
Best Research Provider: Fitch Solutions
IMD/IRD Awards 2018
Best Market Data Provider (Exchange): London Stock Exchange
IMD/IRD Awards 2018
Best Market Data Provider (Broker): TP Icap
IMD/IRD Awards 2018
Nasdaq Joins SI Registry
The SI Registry now has seven participants as Nasdaq becomes the latest APA to opt in.
Arkéa to Integrate NeoXam’s PMS
Paris-based asset manager selects NeoXam technology to bolster front and middle office.
Bank Execs Call for Regulatory Harmonization and Cross-Border Clarity
Panelists discuss operational issues involved in cross-border compliance with Mifid II.
Mifid II’s Reference Data Problems Drag On
Nearly half a year after Mifid II went live, sticky reference data issues are standing in the way of smooth compliance operations.