Mifid II
Waters Wavelength Podcast Episode 40: North American Buy-Side Technology Summit
Dan and Anthony talk about the biggest topics at the most recent Waters event.
MiFID II: The Unintended Accelerator in the Next Industry Standards Evolution
Sponsored feature: Thomson Reuters
Tech Manager at Asset Manager 'Praying' for Mifid II Delay
A technologist at Franklin Templeton Investments voices concerns about regulation.
ESMA Releases MiFID II Transaction Reporting Guidelines
More pressure for reporting and data accuracy on the buy side, says analyst
Mandating LEIs in Asia
Registration of legal entity identifiers has been far more common in the US and Europe than in Asia, with regulations the driving force. Wei-Shen Wong finds out if regulators in Asia are following suit and mandating their use
Regulators Are Holding All the Cards, But Will They Play Them?
After years of rigorous sell-side regulations, the buy side is experiencing its turn in the spotlight as the eventual implementation of Mifid II approaches, but John thinks the European regulators need to decide on a more clearly defined position.
Agency Announces Platform for OTC Derivatives ISIN Allocation
Core functionality has been implemented, says ANNA executive
Golden Copy: It's A Legal Matter From Now On...
With a nod to Pete Townshend, nuances of the law in financial data regulations, especially in Europe, could become the most challenging aspect of compliance
Watching the MiFID II-Mandated Clock
Timestamping requirements under MiFID II may have unexpected consequences for traders in fixed income. Joanna Wright reports
MiFID II and Plato: Without Further Ado
Time isn't on anyone's side, so John thinks it's time for action on MiFID II and the future of Plato Partnership.
Looking Ahead to Fall's Hot Topics
Dan gives a preview of issues that need to be addressed before the end of the year.
Boosting Asia’s Liquidity: A Look at Best Ex Issues in the Region
While best execution mandates are growing around the globe, should the question be more about better execution than best execution?
Industry Still Lacks Golden Source for Reportable Securities
ESMA list the only option but 'far from ideal', says expert
BATS Seeks Consensus on MiFID 2 Trade Data Collection, Reporting Process
BATS is hoping to encourage other European trading venues to coalesce around its approach to handling client data.
IHS Markit to Release Mifid II Research Tool in 2017
The company will streamline access to four platforms as part of the product development.
Bats Europe Begins Client Testing for Mifid II Order Record-Keeping Requirement
European exchange calls for harmonization across industry.
BATS Bows MiFID 2 Order Data Reporting Process
BATS' solution will help firms comply with order data record-keeping requirements of MiFID 2.
FCA Reveals Users' MiFID 2 Cost Concerns, Outlines Proposed Reporting Platform Fees
FCA meeting minutes show users expressing their concerns about the cost of data, post-MiFID 2, while the FCA outlines the costs of its own MiFID 2 reporting solution.
Opening Cross: Spare Some Change? Funding Isn’t About Charity; It’s About Strategy
This week, Max highlights one worthy recipient and two worthy seekers of expansion funding.
KB Tech Seeks Funding to Target TDI Ticker Renaissance at MiFID 2
The software vendor sees potential uses of its revamped version of the TDI messaging layer and suite of related data and trading services arising from MiFID 2.
UnaVista Launches Testing Environment for MiFIR Reporting
Credit Suisse among clients now testing capabilities
UK Firms Consider How Brexit May Change Compliance Data Needs
The message from regulators is clear: firms must comply with current European regimes. But in the longer term, the answer is that the only certainty is uncertainty
Banks Build MiFID II Specs, Start Search for Vendors
Collaboration for front-office compliance completes identification of types of interactions
Pragma Targets Improved Order Routing Transparency with TradeBase Launch
Release of relational database for algo trading aimed at enhancing transparency of order routing through granular data provision.