Legal entity identifiers (LEIs)

Major Banks Complete Swap Trading Standard

The Fixed Income Connectivity Working Group (FICWG) has agreed on a set of standards for the way in which participants in swap trades will interact with execution venues, ahead of regulatory reform.

Michael Shashoua: Global LEI Nuances

The work of regulators concerning the legal entity identifier standard is becoming more mismatched with the changed definition of what will be completed in March. This development makes possible a significant gap in progress on the LEI between the US and…

Mixed Messages About LEI

Has the Financial Stability Board allowed enough time with its March 2013 deadline for the legal entity identifier (LEI) to set up local authorities, much less actually assign all the LEIs, as was once expected?

Solving a Solvency II Dilemma

European regulator's announcement that an important code in its capital adequacy directive will not be harmonized through all countries could undermine the regulation itself

CFTC Moves Closer To Implementation Of Interim LEI

The Commodity Futures Trading Commission's decision on the definition of a swap paves the way for implementation in September of its interim legal entity identifier, but market participants are still waiting to learn who will provide the utility that…

Summertime Blues

The reference data operations industry braces itself for the next wave of regulation represented by Solvency II

The Wait Is Over

With key decisions about LEI standards now made and clearer definitions of Fatca and other regulations completed, Asian markets, especially Japan, can begin to respond. Michael Shashoua examines how the compliance challenges are stacking up

Ahead of the Compliance Curve

Michael Shashoua spoke with Royal Bank of Canada’s Patricia Huff about how Canada is preparing to comply with LEI and Fatca rules, and how her firm is keeping one step ahead in its efforts with technologies

Michael Shashoua: The Crawl of Progress

Global regulatory authorities have inched just a little bit closer to defining what the LEI will be and how it will be administered. The Financial Stability Board’s plans for a three-tiered administrative structure inspires more questions about how to…

DTCC Unveils LEI Utility At Sifma

The Depository Trust and Clearing Corporation's (DTCC) legal entity identifier (LEI) utility will allow first-party and third-party registration and enable users to conduct individual searches and download its entire LEI database

Buy Side Needs LEI Education, Says HSBC's Johnson

"Extensive education programs" are needed to bring those on the buy side up to speed on the LEI, as sell-side firms are usually responsible for transactional reporting, Chris Johnson of HSBC Securities Services has told delegates at the Paris Financial…

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