European Market Infrastructure Regulation (Emir)
Risk Focus Launches Regulatory Subsidiary RegTek
New subsidiary vendor to exclusively focus on regtech solutions, to offer set of compliance solutions from Report-it suite.
Reporting for Duty: The Growing Reporting Burden of MiFID II
MiFID II expands the scope of trade and transaction reporting requirements, leaving some firms struggling to comply.
DTCC Appoints Derek West as Chief Compliance Officer for European Trade Repository
Former director at the Québec regulator, Autorité des marchés financiers, to oversee compliance at DTCC’s European global trade repository business.
Identification Revolution
MiFIR and EMIR are hastening replacement of client codes with global identifiers
MiFIR Draws Closer
Identifiers, data centralization and data quality emerge as primary compliance concerns
Michael Shashoua: Rising Sun
Japan, previously insular in its approach to data operations—and interactions with other markets in the data realm—is beginning to exert leadership within the Asia-Pacific region.
DTCC Fine Seen as Sign European Regulators are Watching
ESMA says repository neglected to provide data on OTC derivatives trades
Golden Copy: The €64,000 Question
ESMA fine of DTCC for neglecting reporting is curiously low
SIX Gets ESMA Approval For Clearing Operations
x-clear unit of SIX Securities Services to serve as central counterparty
Kinetix's Rules Engine Obtains Legal Approval
Rules engine will continue to evolve as regulations change.
Kinetix's Rules Engine Obtains Legal Approval
Rules engine will continue to evolve as regulations change.
ESMA Seeks Data Experts for Reporting Working Group
The role of committee members will to be advise ESMA on data-related technical standards and guidelines.
European Regulation Spurring Data Value Discoveries
MiFID II, Basel III, EMIR and more are pushing firms to seek overlap in meeting compliance demands, finding common ground in data
Abide Financial Applies to Become a Trade Repository
Company is confident that regulator will approve application
Diversification Key to Successful Clearing Mandate
Recovery and resolution plans may not be sufficient to mitigate systemic risk or the creation of 'too-big-to-fail' central counterparties.
DTCC, UnaVista Partner on MiFIR Reporting Service
MiFIR reporting requirements supplementing EMIR due to go live in Q1 2017.
ICAP Invests in Transaction Reporting Specialist
Brokerage continues diversification as it signs deal with Abide Financial
IRD's Editor on OTC Derivatives Data Reporting Issues
Regulatory requirements spur useful data management attributes for the industry
Solutions Catch Fire
Impacts of OTC derivatives regulation and increased corporate actions complexity are being felt, but firms need not despair
Adapting To Data Centralization Directives
OTC derivatives data management and distribution sees changes under EMIR projects
How Much is Your Client Really Costing?
Phil Sturmer looks at ways capital markets firms can cut operating costs by off-boarding non-active clients.
Ireland's Mediolanum Asset Management Discusses Data Management Overhaul
Mediolanum's Furio Pietribiasi talks about how the firm turned to Misys and other third parties to rebuild its data infrastructure.
Sell-Side Technology Awards 2015: Best Sell-Side Compliance Product ─ CounterpartyLink
CouterpartyLink wins the Sell-Side Technology Award for best compliance product for the first time.
ESMA To Centralize Reporting Data
Regulator Launches Two Major Projects for MiFID and EMIR