International Organization of Securities Commissions (Iosco)
Aussie asset managers struggle to meet ‘bank-like’ collateral, margin obligations
New margin and collateral requirements imposed by UMR and its regulator, Apra, are forcing buy-side firms to find tools to help.
Regulators turn gaze on ESG rating providers—for better or worse
Governments around the world are looking to clamp down on providers of ESG ratings and data products. Jo wonders what the implications could be for a still nascent market.
The Need for a Designated Crypto Asset Regulator
Senior academic says a new taxonomy—and a new regulator—is needed to determine whether crypto assets should fall under existing financial frameworks.
People Moves: CFTC; Eventus Systems, Rozetta, RJ O'Brien, Outset Global
Some of the key people moves from this week, including CFTC Chairman Heath Tarbert (pictured), who joins the Iosco board.
With Initial Margin 'Big Bang' Split, Tech Preparations Could be Impacted
As the final phase of the IM implementation for non-cleared derivatives has been split into two parts, questions emerge on whether tech preparations will stall.
Vendors Prep for Initial Margin Big Bang
Tech providers are emerging from all corners as the final phases of initial margin rules closes in, which are expected to capture over 1,000 buy-side and sell-side firms over the next 18 months.
Bond Trading Takes Steps to Resolve Voice and Screen Conflict
With Mifid II's deadline in the rear-view mirror, Hamad Ali gives a "State of the Union" for the fixed-income market and electronic trading platforms.
Putting the Fintech House in Order
Without adequate standards in place that are globally coordinated, the rampant growth of fintech may introduce more problems than it solves.
Esma Proposes CCP Margin Model Disclosures
European regulator takes step toward forcing clearinghouses to disclose exactly how they calculate risk and collateral requirements for trades.
European Commission: Post-Crisis Regulation Must Focus on Fintech
Fintech developments and implementation requires greater regulatory supervision, according to the European Commission's vice president.
Technology Takes Aim at Post-Trade Black Holes
The influence of regulation and new technology is prompting a hard look at how post-trade processes can be improved, and perhaps even replaced entirely.
To Help 'Phase 3' Firms Comply with Initial Margin Rules, AcadiaSoft Releases Open-Source Code
Next September, Phase 3 firms will be required to post initial margin for all non-cleared derivatives transactions.
AcadiaSoft Launches Consulting Services for Initial Margin Rules
Vendor will provide a service that advises banks and buy-side firms seeking margin-model approval from the Fed ahead of 2018 deadline
Bloomberg Develops Tool for Initial and Variation Margin Rules
New standards take effect worldwide in September
OFR's Data Officer Talks About Finding Compatibility Among Standards
Managing data for compliance requires compatible identifiers and messages, says Cornelius Crowley
SS&C Adds Service to Help with New Margining Requirements
This service will help with IOSCO- and BCBS-related requirements.
DTCC Plans Swaps Data Alignment Effort
Action will yield analysis to be provided to IOSCO's CPMI efficiency unit
Standardized Stress Tests ‘Desirable' for CCPs, Fight Continues Over Granularity
CCPs discuss the merits, and concerns, around standardized stress testing.
Calypso Takes Aim at BCBS/IOSCO Margin Requirements
Margin Calculation Module geared toward firms a large derivatives presence,
BCBS Revises Basel III Guidelines
Regulatory body changes hierarchy of ratings considerations
BIS-IOSCO Report Calls for Clearing Houses to Set Out Recovery Plan
The Bank for International Settlements (BIS) and the International Organization of Securities Commissions (Iosco) have published a report on recovery and resolution that set out guidance on the tools that Central Counterparty (CCP) clearinghouses can…