Regulation
FSB Panel Considers LEI Eligibility Criteria
The complexities of including funds within the remit of the legal entity identifier (LEI) has been highlighted by the Industry Advisory Panel, which is aiding the Financial Stability Board (FSB) in its work on the standard
Many Fingers In Many Pies
Diversification is the key for exchange growth, it seems.
European Fatca Information-Sharing Could Spread
Strapline: Regulation & Standards
The Road To European Harmonization
Strapline: Regulation & Standards
Has Fatca Arrived Stillborn?
US authorities have issued proposed rules for the Foreign Accounts Tax Compliance Act (Fatca) and reached agreements with European countries for their cooperation. But will the lack of business benefits and other key allies for enforcement make it…
CFTC Establishes Subcommittee for HFT Analysis
Four working groups will consider a wide spectrum of automated activity in regulated markets.
Why Regulatory Consensus Is Bad
Yale Law professor Roberta Romano says global banking regulations like Basel are misguided precisely because they involve so much collaboration.
FSB Sets Up LEI Expert and Advisory Groups
Strapline: Regulation & Standards
ProShares Trust Taps Citi for Regulatory Admin
ProShares extends relationship with Citi.
Fatca Proposed Regulations Published
The Internal Revenue Service says it has taken into consideration the views of stakeholders while writing the proposed regulations for the Foreign Account Tax Compliance Act, which will impact the data management procedures of financial institutions…
Troves of Trade Information
Trade repositories are set to become a common feature of the over-the-counter derivatives market globally. But what challenges and benefits do the facilities present for the companies that will operate them and the firms that will report to them, asks…
ISO 20022 Corporate Actions Pilot Gains Momentum, Complexity
Strapline: Regulation & Standards
Four Horsemen of Reference Data
Legal entity identifiers are being joined by bi-temporal data, Fatca and Target-2 Securities as major issues for firms to address this year and in coming years
Sarkozy's Gambit Throws Wrench in EU's Financial Transaction Tax Debate
The announcement of a French financial transaction tax hasn't gone down well, and further muddles the issue for financial services organizations and technology providers.
Sarkozy's Gambit Throws Wrench in EU's Financial Transaction Tax Debate
The announcement of a French financial transaction tax hasn't gone down well, and further muddles the issue for financial services organizations and technology providers.
ICE Clear Credit to Offer Portfolio Margining Benefits
A move is made to allow for more efficient collateralization of opposite positions in index and correlated single-name credit default swap instruments.
Tasking For Fatca
With Fatca looking very likely, the industry will have to search for ways to handle the processing complexities the regulation will create for corporate actions
Standard Deductions
Strapline: Interview With
MarkitSERV Transmitting Orders to DTCC Repository
Company has also backloaded three million trades to the system.
LEI Test File Made Available To Download
Strapline: Regulation & Standards
Alfred Berg Adopts VPD Risk Reporting Platform
Strapline: Regulation & Standards
ISITC Europe To Establish LEI Working Group
Strapline: Regulation & Standards
SEC Charges UBS With Improper Securities Valuation
Strapline: Regulation & Standards