Regulation
The First Wave of Form PF Requirements Are on the Horizon; Are You Ready?
As the story pitches pile up, Anthony is once again taking notice of Form PF.
How Will Tokyo Differ on Global Regulatory Initiatives?
Inside Reference Data editor Michael Shashoua focuses on how regulation affecting data may be received in the Asia-Pacific region, in advance of the Tokyo Financial Information Summit and coverage of events in Sydney and Singapore
Verdict Reversed in Goldman HFT Code Theft Case
Appeal court finds law insufficient to cover charges.
Big Bark From Indian Regulator Carries Small Bite
India's SEBI recently released a set of guidelines for algo trading that appeared limiting, but most of the rules were already in place.
NorthPoint Releases New Form PF Solution
The new tool provides data aggregation and auditing capabilities through a dashboard solution.
Legal Entity Identifiers special report
April 2012 - sponsored by: Alacra; Cusip Global Services; Informatica; Kingland Systems; PolarLake; Swift
Data on the Move
Developments in regulation and standards such as Fatca and Solvency II, along with reference data needs identified by ISITC, are part of the reason why reference data is definitely not a stagnant part of securities industry operations in the year to date
ISITC Reaches Out
Industry messaging standards organization ISITC plans greater collaboration on market practice processes and to exert influence on LEI and global regulatory discussions. By Michael Shashoua
FSB Workshop Discusses Three Levels For LEI And Federated Model
Strapline: Regulation & Standards
Ready To Report For Solvency II?
Reporting requirements for Solvency II present major challenges for third-party administrators, who must provide new data elements and keep an eye on the data costs their insurance clients may have to pay, writes Nicholas Hamilton
Gaining Clarity on Data Search Parameters
Strapline: Regulation & Standards
Clear Horizon
Strapline: Industry Warehouse
FPL Releases FIX Guidelines for Post-Trade Processing
The guidelines will facilitate the adoption of FIX standards for equity post-trade processing.
If You Invest Offshore, They'll Tax You For Sure
Discussion of the Fatca tax regulation at the ISITC conference centered on whether the law makes the financial industry an arm of the US government and just how effectively it does so
EMIR Approved by European Parliament
The trading of over-the-counter (OTC) derivatives will be subject to European Markets and Infrastructure Regulation.
ISITC Past Chairs Discuss Organization's Direction
Genevy Dimitrion and Gary Probert speak with Inside Reference Data editor Michael Shashoua about ISITC's history and their ideas for the organization's continued thought leadership
ISITC Launches Regulatory Working Group
Strapline: Regulation & Standards
Fidelity ActionsXchange Adds Material Events
Strapline: Corporate Actions
CFTC 30-Minute Rule Likely to Change Desk Operations
Strapline: Regulation & Standards
Michael Shashoua: Dueling LEI Standard Proposals
Recently, Financial InterGroup, which had challenged the favored ISO 17442 standard for the legal entity identifier, took another shot by specifying an 11-character LEI. Michael looks at its prospects in the industry.
SEC Combines Supervisory Efforts with Foreign Counterparts
The SEC establishes cooperation arrangements with the European Securities and Markets Authority and the Cayman Islands Monetery Authority.
Real-Time Surveillance: Mission Impossible?
European regulator ESMA wants trading venues to perform market surveillance and abuse monitoring in as close to real time as possible. But is the technology and operational capacity in place to make this initiative work? By Steve Dew-Jones
Suing the Lawmakers: Deutsche Börse Takes on Brussels
Deutsche Börse's threats of a legal challenge to the European Commission have raised eyebrows.
FPL Releases Support For Fixed-Income Trading
Strapline: Regulation & Standards