SEC
Exchanges Seek 15c3-5 Delay for Routing Broker-Dealers
Officials from Bats Global Trading, Direct Edge, Nasdaq OMX and NYSE Euronext have filed a joint letter with the US Securities and Exchange Commission (SEC) requesting that the July 14 implementation deadline for Rule 15c3-5 on sponsored access be…
Anthony Malakian: The Regulatory Air Over There
After hearing first-hand about the European regulatory environment on a recent trip to the other side of the pond, Anthony was left chanting, "USA! USA! USA!"
Predatory Algorithms On the Prowl
Sitanta Ni Mathghamhna lifts the veil on the use of predatory algorithms across the buy side, a practice that, according to industry sources, doesn't exist.
