Channel WatersTechnology: Risk Magazine's Mark Pengelly Discusses His Interview with Mary Schapiro

This week on Channel WatersTechnology, we sit down with Mark Pengelly, US editor of Risk. Mark recently had an exclusive interview with Securities and Exchange Commission (SEC) chair Mary Schapiro and he's here to give us his take on that meeting.

Mark's Q&A with Schapiro will appear in the May issue of Risk. You can also read Mark's report on how the SEC and Commodity Futures Trading Commission (CFTC) could diverge on certain rules as they implement the Dodd–Frank Act.

Additionally, you can find Buy-Side Technology's interview with OneChicago's David Downey here, which discusses the challenges facing the exchange as a result of this regulatory overhaul.

 

 

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Citadel Securities and the American Securities Association are suing the SEC to limit the Consolidated Audit Trail, and their case may be aided by the removal of a key piece of the agency’s legislative power earlier this year.

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