Sponsored Statement: Voice Recording for Compliance

Compliance issues relating to voice recording are at the heart of the Markets in Financial Instruments Directive (MiFID), which is designed to ensure that financial institutions are more diligent in the level of transaction records maintained.

While it has never been mandatory to record calls, it has always been a Financial Services Authority (FSA) requirement to have full and accurate documentation of all transactions and trades. This should provide a full audit trail to show that the best

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DORA stalls over identifier dispute

A disagreement over how to classify third-party tech providers on a reporting form known as the “register of information” has held up preparations for the highly anticipated operational resiliency rule in Europe.

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