The Personal Policy
OPEN PLATFORM
The e-mail looks innocent enough: "Sonja, Dell will be bringing down the new desktops in an hour. Please have the PO ready to buy the units when they arrive. Thanks, Jim"
Most of us wouldn’t think twice about sending along a message such as this. Unfortunately for Jim, his employer’s outdated compliance software flagged the e-mail message as possible insider trading due to a couple of key trigger words taken out of context. Going about his daily business at a respected investment firm, Jim
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