Investment compliance
OPEN PLATFORM: THE EVOLUTION OF COMPLIANCE
Compliance has never been a hotter topic on the buy side, as regulators on both sides of the Atlantic look to monitor the industry more closely and add a semblance of transparency to buy-side institutions' operations without stifling the culture of entrepreneurship associated with this side of the industry. LatentZero's Adrian Pay looks at some of the advances made in investment compliance over the past five years.
The biggest risk for asset managers is investment compliance – whether investments
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