Standards
Code Red: Trading Firms Turn to AI for System Stability
As IT systems are buckling under the pressure of modern day trading volumes and regulatory requirements, some firms are turning to AI to predict and minimize outages.
Best Corporate Actions Data Provider: SIX
IMD/IRD Awards 2018
Bank Execs Call for Regulatory Harmonization and Cross-Border Clarity
Panelists discuss operational issues involved in cross-border compliance with Mifid II.
Mifid II’s Reference Data Problems Drag On
Nearly half a year after Mifid II went live, sticky reference data issues are standing in the way of smooth compliance operations.
Isda Launches First Digital Version of CDM
The electronic blueprint sets out a standardized framework for the derivatives trading lifecycle.
Reference Data Standards Reaching ‘Peak Implementation’
The wide adoption of reference data and accompanying standards creates both opportunities and challenges, said Cusip Global Services vice president and COO at the North American Financial Information Summit.
Location, Location, Location
The Australian Securities Exchange outlines key considerations for firms weighing up their choice of co-location facility.
Dirty Data Poses Problems for AI's Development
Buy-side CTO warns of fake data and biases, while stressing the need for compliance surveillance, in the world of AI technology.
Don't Overstep the 'Creepy Line' When It Comes to GDPR
ING data chief says as firms comply with GDPR, they must be ethical when interacting with client data, especially as they incorporate more AI tools.
LEI Uptake Still Brisk Post-Mifid II Deadline
The lead-up to Mifid II led to a huge jump in Legal Entity Identifiers issued, and LEI uptake continues to break records through Q1 2018.
Encompass, Nikkei MM Ally for Japanese KYC Compliance
Users will have access to news and corporate data from Nikkei MM for KYC and AML compliance, and the ability to monitor their exposure to entities or individuals linked to the Yakuza.
Wary Brokers Sound Alarm on Mifid II's RTS 28
Brokers are concerned that reports on best execution, due in just a few days, may be too onerous to produce in full.
Regnosys to Expand Reach with Bank, Regulatory Implementations
In addition to its work with Isda, the fintech startup also has projects in the works with ING Bank and the FCA.
ESG Data is Key Focus for Deutsche Börse and Green Finance Cluster Merger
Deutsche Börse and the Green Finance Cluster Frankfurt merge to focus on ESG data and two other sustainable finance initiatives.
Trade Bodies Release Framework for Penetration Testing
Guidelines seek to establish best practices for a key cybersecurity measure.
FCA Extends Oversight of UK Asset Management Sector
Regulator sets new obligations for senior managers and focuses on investor costs.
Bank of England Announces New Fintech Hub
The latest UK initiative aims to support emerging technologies and innovation for UK fintech sector.
Bitfinex Bolsters Surveillance Capabilities with Irisium Platform
Irisium Surveillance will help the bitcoin exchange to better monitor for volume manipulation, wash-trading and fake liquidity.
Europe Unveils Fintech Action Plan
European Commission seeks to build EU fintech lab, promote blockchain and review rules in light of emerging tech.
Emerging Tech Could Help Push Utilities Forward
European trade group releases report highlighting the challenges and opportunities associated with building industry utilities.
Isda Seeks to Standardize Derivatives Tech with REGnosys Partnership
Isda is hoping that the CDM will bring increased automation and efficiency to the derivatives market, and has tapped a fintech startup, REGnosys, to lead the project.
Five Things to Consider About Crypto SROs
The idea of self-regulation makes for a good soundbite, but the practicality of the matter leaves much to be desired.
GreenKey Releases Intercom API on OpenFin
Additional API functionality will be released within the year, the company says.
Symphony Chat Now Available to OpenFin Users
Through the integration, Symphony Chat will fully interoperate with applications built on OpenFin's operating system.