Standards
Risk and Compliance: Driven by Data
The efficacy of risk management and compliance practices across the buy side and sell side, two of the most high-profile business drivers for the foreseeable future, is entirely contingent on the quality and consistency of the data feeding those systems…
OpenLink Offers Dodd-Frank Compliance Suite
Package offering encompasses proposed regulatory requirements.
Otkritie Capital Selects NICE Actimize for Surveillance
Software will provide cloud-based market abuse monitoring for Otkritie Capital.
Bloomberg Vault Launches Cloud Archiving
Functionality present for clients using IBM servers.
SEI Expands Buy-Side Compliance Platform
Portfolio Manager platform supercedes SEI's AdvisorAlert buy-side compliance offering.
Serone Capital Opts For Principia on Risk Front
Principia's Software-as-a-Service (SaaS) platform will provide Serone Capital with consolidated portfolio management, risk surveillance and operational support across the fund manager's European credit investment business.
Montanaro AM Live on Charles River IMS
London-based asset manager will benefit through automated portfolio management, trading, order management and compliance functions.
Citi Selects FundAssist for KIID Requirements
End-to-end solution supports the full document production process.
Inaccurate Reporting Costs Newedge $700K
The US Commodity Futures Trading (CFTC) has decided to fine Newedge $700,000 over numerous inaccuracies in its reporting.
Valuations: Challenges and Opportunities in the Era of Cleared OTC Derivatives
Derivatives clearing via a central counterparty (CCP) should increase transparency and empower firms to use derivatives with greater effectiveness. But while CCP-generated valuations will be hugely beneficial, they will not be a panacea. Is your…
