Policy
People Moves: Refinitiv, State Street, DTCC, Liquidnet & More
A look at some the key "people moves" from last week, including Mike Hill (pictured), who joins Compliance.ai.
TISA Assesses Vendors for Mifid II Reporting Solution
The regulatory reporting utility product for fund managers is targeted to go live by mid-2020.
People Moves: Tradition, Glue42, DataRobot, SEC, Tora, BTON, Chainalysis
A look at some of the key "people moves" from June 24-28, including Rob Hegarty, who joins DataRobot.
Sifma Adds New Members to Federal Advocacy Team
Jennifer Bang and Amena Ross will be responsible for federal government relations.
Zerrusen To Head SEC's Cybersecurity Policy
A 30-year industry vet, Zerrusen will advise SEC Chairman Jay Clayton on cybersecurity issues.
Policy Vet Hart to Head Up Data Coalition
Nick Hart is named CEO of the Data Coalition and interim president of the Data Foundation.
Encompass Adds Bisnode for KYC
The integrated offering will enable Nordic institutions to automate KYC and customer onboarding processes more effectively.
Mind Your Language: Surveillance Systems Tackle Conduct Risk
While advanced voice analytics technologies have been around for years, banks have often used them as a blunt instrument, or a regulatory checkbox. Now they are increasingly seeing them as useful tools for managing conduct risk and employee protection…
Crypto Incognito: New Regulation Targets Crypto’s Bad Reputation
KYC data requirements and new legislation aim to move cryptocurrency markets into the mainstream, but are the anonymity and illegal activity tied to digital currencies exaggerated?
Bank Execs Call for Regulatory Harmonization and Cross-Border Clarity
Panelists discuss operational issues involved in cross-border compliance with Mifid II.
FCA Extends Oversight of UK Asset Management Sector
Regulator sets new obligations for senior managers and focuses on investor costs.
Leumi ABL Selects Encompass to Support KYC
Bank Leumi selects Encompass Corp.’s Confirm technology to support KYC compliance processes.
BCA Research, FiscalNote Partner for US Policy Analytics
The integrated BCA-FiscalNote solution will allow users to predict policy changes and their impact on stocks and sectors.
FISD Overcomes Non-Display Best Practices Stalemate
The Business Issues Policy and Procedures (BIPPS) Working Group of industry association FISD has reached an agreement on best practices around non-display data usage policies, following 18 months of stalemate on the issue resulting from conflicts between…
Data Consumers Form Working Group to Prevent Intro of Bloomberg SPA Contracts for Fund Admin Clients
LONDON - Data professionals affected by Bloomberg's planned New Year introduction of service provider agreement (SPA) contracts for fund administration clients have joined forces to oppose the change, which now appears to be delayed, officials tell…