Operations
MUFG Investor Services Taps Point Nine's Middle-Office Platform to Help with Reg Reporting
The partnership is exclusive to MUFG and will also help Point Nine add pre-trade analytics to its offering.
Hurricane Mike: Urciuoli Storms JPMorgan Asset & Wealth Management
JPMorgan Asset and Wealth Management's CIO brings the pace of the trading floor to asset management.
Changing the Wheels on a Moving Car
Trying to figure out how to keep an organization moving forward, while looking forward, is one of the hardest challenges in fintech today.
Roger Worthington to Head AxiomSL’s New Product Ops Team
Worthington has more than two decades’ experience building and managing shared infrastructure.
iMeta Hires Former Capita Operations Director for COO Role
Steve Piper will manage day-to-day operations at iMeta.
Buy Side Bands Together on Blockchain Vision in Landmark Paper
Fund managers, vendors and trade associations release joint paper on making distributed-ledger technology work for the buy side.
Chicago Code: A Profile of DRW's Seth Thomson
Seth Thomson, CIO of DRW, talks to Waters about his career, innovation and how the firm has expanded into new asset classes, including cryptocurrencies.
AFTAs 2017: Best Data Management Initiative—Deutsche Bank
Since its launch two-and-a-half years ago, 7,800 data issues have been registered; 4,900 data issues have been consolidated; 1,100 data issues have been resolved; and 1,800 issues remain open and visible, each with a descriptive business case allowing…
AFTAs 2017: Most Innovative Third-Party Technology Vendor—Risk, Compliance and Reporting—Imagine Software
The hallmark of a truly innovative technology vendor is its ability to rapidly respond to changes in the market and address its clients’ demands by developing and delivering a new solution that provides exactly what is required of it. New York-based…
FIS Derivatives Utility Signs Wedbush as First Non-Bank FCM
Wedbush is the third client win for the utility, which is rolling out a new clearing platform in 2018.
Buy-Side Technology Awards 2017: Best Buy-Side TCA Tool—Tradeweb Markets
Tradeweb’s competitive advantage lies in that as an execution venue, it has its own propriety pricing mechanism
BNP Paribas Gets into 40 Act Business with Janus Henderson Deal
Andrew Dougherty of BNP Paribas Securities Services talks to WatersTechnology about this recent acquisition and what it means for unit going forward.
LCH Makes US Head John Horkan COO Amid Post-Brexit Rumblings
Clearinghouse operator makes US head new COO as it suggests it could move to the US post-Brexit if forced.
Sibos 2017: Disrupting the Disruptors
The key themes from this year's industry mega-event.
Technology Takes Aim at Post-Trade Black Holes
The influence of regulation and new technology is prompting a hard look at how post-trade processes can be improved, and perhaps even replaced entirely.
Polen Heads to the Cloud: Polen Capital's Andrew Powers
When Polen Capital decided to move to the cloud, it needed a new IT director to guide the implementation.
European Exchanges Emerge as Biggest Winners from Mifid II
Three exchanges explain how the upcoming regulation is creating a field of new business opportunities in Europe.
FCA Enhances Technology Firepower and Warns on Mifid II
The regulator says that it cannot create a layer of permitted compliance below European standards.
Grim Rituals and Bad Omens
Disaster recovery and business continuity plans take center stage in 2017
T+2 Settlement Begins in US Markets
Trades executed on September 5 will now settle on September 7 under new rules.
Tech at the Margins
It's not just the bigger kids in the school yard
To Take Advantage of AI, a Multi-Faceted Approach is Necessary
Firms looking to capitalize on new cognitive technologies will have to learn how to combine AI, machine learning, RPA, NLP and various other tools to fully take advantage of this revolution.
Wiener Börse Feels the Need for Speed with T7 Upgrade
The exchange has replaced its Xetra Classic infrastructure with Deutsche Börse’s T7 trading technology