Mifid II
Waters Wavelength Podcast Episode 77: A Look at Mifid II Developments & the Use Cases for Behavioral Analytics
This week, Anthony and James take a look at recent developments pertaining to Mifid II and then they talk about how firms are increasingly turning to behavioral analytics platforms to better examine trading decisions.
FCA Clarifies Approach to Research Unbundling under Mifid II
Amendments to rules on best execution and investment research confirmed by regulator for UK firms ahead of January 2018 implementation date.
Regtech May Be the New Fintech But Will the Momentum Last?
John considers the momentum around the Regtech movement and if it can last for some of the smaller firms in the space.
Robot Cops and the World of Tomorrow
Technology is creeping into buy-side compliance processes, but to what degree?
TS Pairs OTAS Analytics withTradeSmart OEMS Platform
Integration will support buy side's best execution requirements under European regulations.
IHS Markit Launches Service for Mifid II Research Payments
RPA Manager will help in administrating research payment accounts, which have been created in response to European rules.
Citi Rolls Out Velocity Clarity Big Data on Demand with Analytics Platform
Cloud-based platform harnesses Citi big data lake, API technology seeks to ease data complexity in custody and fund services.
Artificial Intelligence Helps Tackle Regulatory Conflicts
WayMark Technologies has built a platform that automates the crossover between European regulations.
Tech Investment Could Help UK Asset Managers Meet FCA's Calls for Sweeping Changes
Markets watchdog releases blistering criticisms of client charges and proposes all-in fee
GoldenSource, McObject Ally for High-Performance EDM Solution
The partnership will integrate McObject's high-performance database technology with GoldenSource's market and reference data management tools to meet the data analysis requirements of new regulations.
Instinet and Virtu Financial Establish Liquidity Partnership
Instinet's buy-side and sell-side clients provided with aggregated liquidity ahead of Mifid II rule changes as part of new bilateral streaming partnership.
The Walls Really Do Have Ears
The awful inevitability of cyberattack—and how the threats are only growing
Eze Targets Mifid II Unbundling with Commissions Platform
Cloud-based commission management platform to run as part of wider Eze Investment Suite, broadening coverage of Mifid II rule changes.
Banks Wrestle with Mifid II Derivatives Quoting Rules
Chris Davis explains why derivatives dealers are wary of new quoting requirements under Mifid II.
Lack of ESMA Data Fuels Energy Firms’ MiFID Woes
Stella Farrington reports on how a hold-up in data from ESMA is causing havoc for commodity firms that need to perform tests to determine whether they fall under the scope of MiFID II.
A Collaborative Approach to Solving the Data Burden
Winners' Circle: The SmartStream Reference Data Utility (RDU)
June 2017: Silver Lining in a Perfect Storm
Max says firms can find opportunities in the data challenges presented by regulation.
UPDATE: IHS Markit Partners with Deloitte for Mifid II Managed Service
Collaboration will combine IHS Markit Outreach 360 Deloitte compliance advisory services.
Investment Firm Exotix Hires Ex-Roubini CEO to Lead New Research, Analytics and Data Division
Standalone RAD unit will help European clients prepare for MiFID II by unbundling research from investment banking operations
Mifid II Reporting: European Regulation, Global Impact
Sponsored webinar: SIX Financial Information
IBM Takes Aim at Regtech Space Using Cognitive Technology
IBM marks its first major product launch in the financial services regulatory space with the roll-out of new cognitive solutions educated by Promontory professionals.
Nasdaq Rolls Out Auction on Demand Service to Nordic Equities Markets Ahead of Mifid II
Nasdaq Auction on Demand is designed to address specific execution and transparency requirements for equities market under Mifid II.
Europe's Asset Segregation Dilemma Stifles Harmonization of Post-Trade Infrastructure
The operational implications and the heated debate around the Central Securities Depository Regulation's most controversial provision is impinging on the industry's move toward harmonizing post-trade processes.