Market Abuse Regulation (Mar)
UK Firms Consider How Brexit May Change Compliance Data Needs
The message from regulators is clear: firms must comply with current European regimes. But in the longer term, the answer is that the only certainty is uncertainty
MAR Triggers Sophisticated Technology
Firms need to adopt new technologies in data surveillance and monitor communications to check for market manipulation intent
New ComplySci CEO Outlines Plans for Platform Expansion, Growth
Jean-Marc Levy tells WatersTechnology that the vendor will build more predictive tools to monitor employees, expand into Europe and expand beyond financial services.
ESMA Shifts Data Project Into Gear
European regulator talks to trading venues before testing, to centralize data reporting and liquidity calculations