Dodd-Frank Act
Anthony Malakian: 2012: The Year of Untethered Freedom … and Doom
If Anthony were to say that 2012 will look a lot like 2011, would you be relieved or nervous? Hopefully it’s the former, because the only changes he sees coming in 2012 are anything but positive.
Rob Daly: Saying Good-Bye to Awful 2011
When it began, 2011 promised to bring major changes due to numerous regulatory developments. But deadlines passed, budgets shrank and many important decisions wound up in limbo, leaving the industry in a poor state. Rob looks back at the some of 2011’s…
Anthony Malakian: Studying the Bottom of a Pint Glass
According to Anthony, few individual get work completed ahead of schedule. This is also true of the buy-side space, where many hedge funds ─ and even vendors ─ are waiting until the last minute to address Form PF.
Rob Daly: Smarter, Not Faster, Wins the OTC Race
As US regulators finally define the parameters of the Dodd-Frank Wall Street Reform and Consumer Protection Act, dealers and other market participants are racing to have their systems ready to trade on the first day of the new regulatory regime. Rob…