Financial Services Authority (FSA)
Bad Education: How to Cure Cynicism Around SI Data
Amelia Axelsen investigates how buy-side cynicism of Mifid II's systematic internalizer regime could be cured through education.
Regulators Cite 'Critical Deficiencies' in JPMorgan Monitoring, Reporting, Risk Controls
JPMorgan Chase has been sanctioned by US regulators eight months after an outsized credit default swap led to trading losses of $6.2 billion.
FOA Hires Stromberg in Senior Regulatory Role
The Futures and Options Association (FOA) has announced the appointment of Natasha Stromberg as a manager for regulation.
Compliance, Common Sense and Condemnation
Refreshingly open and practical conversations were, for me, the key take away from this year’s European Trading Architecture Summit (ETAS).
UBS Fined $47.5 Million for Rogue Trading Scandal
Investment bank UBS has received a £29.7 million (approximately $47.5 million) fine from the UK Financial Services Authority (FSA), for "significant failings" regarding a rogue trading incident in 2011.
Infographic: Major Bank Fines in 2012
A visualization of some of the largest regulatory penalties levied this year.
Just When You Thought it Couldn't Get Worse
The banking sector implodes with spectacular efficiency this week.
NASDAQ OMX Plans IRD Platform
NLX to launch in Q1 2013, subject to authorization from the Financial Services Authority.
LSE Nabs Nowell for UnaVista
Ex-FSA man to serve in regulatory role at exchange division.
Small Fish and Big Ponds
Plus Market's imminent closure leads this week's stories.
Plus Markets to Shut Doors
Operational costs force exchange group's closure after failure to secure sale.
FSA Chief to Depart in June
UK regulatory boss to depart agency.
Ghana International Bank Selects Lombard Risk
GHIB implements Reporter as a replacement for legacy systems.
