Dodd-Frank Act
Integrating Pillars 1, 2 and 3: A better way to Basel IV
This Wolters Kluwer report provides actionable insights on how banks can navigate the challenges of Basel IV effectively
Bloomberg integrates with Insightful Technology to cover ‘explosion’ of communication channels
Insightful monitors in the range of 120 different communication channels and 40 different datasets, which will be integrated into Bloomberg Vault, among other BBG compliance systems.
Reg ATS: SEC 'bowing to public pressure' in reopening proposal
The US markets regulator has extended the comment deadline on a proposal to regulate Treasuries venues after it faced a storm of complaints from the public and financial industry.
This Week: Bloomberg, Ice, DTCC, & More
A summary of some of the past week's financial technology news.
Dutch Banks, Zapata Computing Tap Quantum Computing for Stress Test Projects
ABN, ING and Rabobank are exploring quantum for regulatory stress tests. In the US, Zapata Computing is seeking a patent for the same.
Bloomberg Expands Regulatory Reporting Suite with RegTek Buy
Bloomberg hopes to offer wider reporting services for regulatory schemes across the globe.
Could CFTC Bring Back Reg AT?
The CFTC's new chair could reopen the controversial algo-trading rules—if he gets time.
CFTC Examining SEF Reform amid Europe Clearing Row
Chairman criticizes European Commission proposals for clearinghouse oversight.
Compliance Countdown: 100 Days to MiFID II
Sept. 25 marks exactly 100 days until Europe’s new financial regulatory framework, MiFID II, becomes law. Jamie Hyman gets the lowdown from industry experts on whether the industry is ready, what the next 100 days will look like, which strategies firms…
Deutsche Börse and Illuminate Financial Pour $5 million Into Reg Solution Firm
Demand for outsourced trade reporting solutions is driven by upcoming regulatory deadlines.
When it Comes to IT Spend, RegTech Sees a Green Field
According to Opimas, the regtech space only pulls in 5 percent of the total IT spend pool, but that is going to change.
UnaVista Makes Senior US Hires from S&P and NEX
LSE-owned business adds sales and marketing execs ahead of Mifid II and CAT implementation dates
CFTC Takes Aim at Swaps Data Reporting
US regulator will reform reporting rules in three phases, beginning this year
Open Platform: Don’t Drop EDM Efforts Based on Deregulation Assumptions
Asset Control's Martijn Groot explores how US proposals for lighter regulatory reform and Brexit negotiations may impact EDM and data management professionals in the coming months.
Giancarlo Sets New Course for CFTC That Includes Focus on FinTech Firms
In addition to setting a plan to foster fintech innovation, he also laid out a new strategy to reduce the Commission's regulatory footprint, much to the relief of those in attendance at the FIA Boca conference.
Broadridge Continues Acquisition Binge, Adds Message Automation Ahead of Mifid II
Last year, Broadridge made several acquisitions across its different platforms, adding 4sight and Dojima specifically for their regulatory compliance offerings. Message Automation is another step in broadening its compliance suite.
Regulation in 2017: New Day, Same Concerns
Between Mifid II and talks of dismantling Dodd–Frank, it might seem like a volatile period ... but when it comes to tech, how much has really changed?
February 2017: The US Unleashes Its Trump Card
Despite an anti-regulation stance, the Trump administration is unlikely to completely repeal Dodd–Frank, Victor says.
Regulation or Innovation: Which Will Win Out in 2017?
Does regulation drive innovation or vice-versa? Or is it more important to have both working in tandem?
UPDATE: Dodd-Frank Has ‘Missed an Opportunity' For Better Documentation Management
Firms should consider digitizing their documentation, even though the requirement to do so has been removed from the Dodd-Frank legislation, D2 official says.
Thomson Reuters Evaluates its Evaluations
The service enhances the vendor's existing evaluations by providing a score indicating the market color used to generate each evaluation.