Bloomberg TOMS First Solution Certified by IIROC for Reporting Under Rule 2800c

Latest Canadian post-trade regulation is similar to that of Finra’s Trace.

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Sunil Biswas, head of product for Bloomberg TOMS

The regulation, which comes into effect on November 1, requires dealer members to report to the IIROC the debt securities transactions they execute and their affiliates that are government securities distributors on a post-trade basis.

Sunil Biswas, head of product for Bloomberg TOMS, tells WatersTechnology Rule 2800c marks the first time the Canadian regulators have imposed a reporting requirement of this nature on the dealers.

“It is very much the first step in bringing a little bit more

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Removal of Chevron spells t-r-o-u-b-l-e for the C-A-T

Citadel Securities and the American Securities Association are suing the SEC to limit the Consolidated Audit Trail, and their case may be aided by the removal of a key piece of the agency’s legislative power earlier this year.

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