Rimes Targets Market Surveillance with New Regtech Offering

Vendor expands RegFocus platform with surveillance capabilities designed to detect suspicious trading behavior.

surveillance

The service, dubbed RegFocus Market Surveillance (RFMS), assists compliance managers in sourcing and capturing information to protect against insider dealing and market manipulation.

Last July, the vendor released RegFocus MAR to help buy-side firms address needs specific to the Market Abuse Regulation (MAR) as the new rule went live in Europe. Then, late last year, it rolled out RegFocus BMR to help customers comply with the Benchmark Regulation, which came into force in January 2018

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact info@waterstechnology.com or view our subscription options here: http://subscriptions.waterstechnology.com/subscribe

You are currently unable to copy this content. Please contact info@waterstechnology.com to find out more.

Sorry, our subscription options are not loading right now

Please try again later. Get in touch with our customer services team if this issue persists.

New to Waterstechnology? View our subscription options

Register for free

Access two articles, our IMD and Waters Wraps, plus a member newsletter. Find out more.

All fields are mandatory unless otherwise highlighted.

This address will be used to create your account

DORA stalls over identifier dispute

A disagreement over how to classify third-party tech providers on a reporting form known as the “register of information” has held up preparations for the highly anticipated operational resiliency rule in Europe.

Most read articles loading...

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here