An Officer and a Regulation: Finding A GDPR Superstar

At 119 pages, the General Data Protection Regulation (GDPR) is a novella of new rules intended to strengthen and unify data protection within the European Union. With most of the finance industry—both within the EU and around the world—falling within scope to at least some degree, thousands of market participants are working to meet GDPR’s compliance deadline of May 25. Some of the industry may be tired, as GDPR takes effect less than five months after the revised Markets in Financial

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Removal of Chevron spells t-r-o-u-b-l-e for the C-A-T

Citadel Securities and the American Securities Association are suing the SEC to limit the Consolidated Audit Trail, and their case may be aided by the removal of a key piece of the agency’s legislative power earlier this year.

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