Goldman Sachs
The Risk FIX: Technologists Eye FPL Risk Guidelines
In June, FIX Protocol Ltd. released a new batch of risk-control guidelines for futures and options contracts executed via algorithms and direct market access, notably setting out a framework for pre-order acceptance checks. Tim Bourgaize Murray finds…
Infographic: Major Bank Fines in 2012
A visualization of some of the largest regulatory penalties levied this year.
Square Peg
Canadian firms and regulators are debating whether proposed risk management policy makes the country’s market incompatible with global standards. Michael Shashoua reports on the industry’s preparations
State Street to Acquire Goldman Sachs Administration Services
The deal, worth $550 million, is scheduled to complete in Q4, 2012.
Toronto FIS Live: Adapting to a Changing Regulatory Landscape
Inside Reference Data editor Michael Shashoua reported via Twitter from the Toronto Financial Information Summit on July 12, covering a panel discussion on the impact of changing regulation on data management and trading technology
But We’re Not Dead, Yet?
Banks submit their living wills to regulators, and move on swiftly.
FIX Protocol Ltd. Expands Risk Control Guidelines for Trade Messaging
The industry group adds recommendations for futures and options derivatives and directions on effective control for paused orders, among other guidelines.
The Changing Face of Trading
Automation, which began in the equities market, is spreading across the capital markets, even as a planned exchange in Burma bucks the trend.
Verdict Reversed in Goldman HFT Code Theft Case
Appeal court finds law insufficient to cover charges.
HedgeCo Hires Langbert as President and COO
The former UBS and Morgan Stanley managing director will help start-up hedge funds market themselves under new federal legislation.
Kelly Lands COO Role at Liquidnet
Industry veteran John Kelly joins trading network as COO, while Lugene Forte joins the firm as head of sales and trading operations in the US.
Canadian Market Structure Changes Create Data Issues
Panelists at Incisive Media's Toronto Financial Information Summit confront the question of who owns data and what data will cost due to increased Canadian market competition.
