European Securities and Markets Authority (Esma)
Fear and Loathing in London
There have been notable industry tech failures recently, but what about the regulators?
ESMA Emphasizes Compliance Under Mifid
European regulator labels compliance function as critical to a firm's operation and mandates resource allocation.
European Council Adopts Derivatives Rules
CCP clearing and trade repository reporting ratified by supranational body.
Back Offices Under Pressure in Drive Toward T+2
Regulators on both sides of the Atlantic are squeezing the settlement process.
Progress Issues Latest Surveillance and Monitoring Release
The new Apama solution has capabilities to support the latest ESMA guidelines, among others.
SEC Combines Supervisory Efforts with Foreign Counterparts
The SEC establishes cooperation arrangements with the European Securities and Markets Authority and the Cayman Islands Monetery Authority.
Real-Time Surveillance: Mission Impossible?
European regulator ESMA wants trading venues to perform market surveillance and abuse monitoring in as close to real time as possible. But is the technology and operational capacity in place to make this initiative work? By Steve Dew-Jones
New Settlement Rules Mandate T+2 in Europe
Europe publishes enhanced regulation for CSDs.
Are Open Standards in Data's Future?
Strapline: Industry Warehouse
New European Fixed Income Market to Launch
The stock exchanges of Ireland and Malta are collaborating on the fixed-income debt securities market.
b-next Moves to Real-Time Surveillance with StreamBase CEP
Market surveillance, thanks to recent regulatory measures, is a critical aspect of operations for all financial services firms. Bodies such as the European Securities and Markets Authority (ESMA) are pushing for this to be performed as quickly as…
A Tale of Two Citadels
The UK declined to sign onto a new European treaty that could redraw capital markets regulation in the EU. By James Rundle
ESMA Proposes Enhancing Automated Trading Controls
In a recent consulting paper, the European Securities and Markets Authority (ESMA) proposes a number of guidelines on organizational issues with regards to trading platforms and how they operate in a highly automated market environment.
