Barclays
MiFID II is Getting Personal
Sensitive personal information about traders and decision-makers must be forwarded to regulators, leaving the industry seeing red
Aberdeen's Iain Plunkett: Transformation Through Technology
Aberdeen Asset Management's new group CTO/COO discusses using technology as a lever for transformation.
Markit Releases Solution for CRS Requirements
Tool built off Markit's Fatca framework.
Establishing a Framework Key to Security's Communication with Board
An effective security system isn't just about implementing strong firewalls.
Establishing a Framework Key to Security's Communication with Board
An effective security system isn't just about implementing strong firewalls.
Data Challenges Force MiFID 2 Delay
European regulator ESMA concluded that the data burden made the original 2017 deadline unfeasible.
Waters Wavelength Podcast Episode 4: Flash Crash, MiFID II, Blockchain on the Buy Side, DMMs
Dan and Anthony touch on eight different stories that broke this week in the fintech world.
Dark Pool Fines Could Lead to Reduced Trade Volumes, Changes to Reg ATS
While most were not surprised by the size of the penalties, there are plenty residual effects still to be felt from the news.
The Industry Reacts to Dark Pool Fines
While most were not surprised by the size of the penalties, there are plenty residual effects still to be felt from the news.
Barclays Fined $70M For Dark Pool, Market Data Violations
The bank misrepresented its NBBO calculations
GTS CEO Talks Acquisition of Barclays' DMM Business
GTS's new customers can expect sophisticated technology organizing information in innovative ways.
Barclays, Credit Suisse Acquiesce to SEC Dark Pool Settlements
Barclays and Credit Suisse agree to pay $70 million and $84.3 million, respectively, to settle cases of misrepresentation of dark pool operations.
GTS Acquires Barclays Designated Market Maker Trading Business at NYSE
GTS will close the deal in the Q2 for an undisclosed amount.
Barclays Announces Closure of Offices in Nine Countries, Focus on UK, US Markets
The London-based bank plans to leave certain product lines to stay in tune with its strategy.
R3 Helps 11 Banks Experiment with Blockchain Technology
Firms were able to try out distributed ledger technology in a cloud-based environment.
ETAS 2015 Roundtable Hits on Startups, Role of 'Benevolent Dictators'
Innovation was front and center at the European Trading Architecture Summit 2015 in London.
Off the Chain: The Blockchain Battle
Tim Bourgaize Murray surveys industry perspectives on Blockchain's potential, and finds a battle brewing.
KYC Data Utility Managers: "It's Compliance that Needs Convincing"
Internal teams' concerns around data security hinders adoption, Sibos attendees told
Social Alpha Targets Banks Following Innovation Lab Program
The vendor is expanding its customer base beyond hedge funds to investment banks
Fixed Income Attribution May Be Messy, But Apply It to Alternatives, Presenters Tell TSAM
Congress delegates discussed ways to fix, expand attribution processes.
SunGard’s Post-Trade Derivatives Utility Open for Business
Barclays is utility's anchor client, benefiting from its clearing, margin-processing and reporting support.
Clarient Entity Hub Live with Five Large Firms
Barclays, Credit Suisse, Goldman Sachs, JPMorgan Chase and State Street first to tap utility.
Traquair Discusses SunGard's Utility Play to help FCMs Cut Costs
SunGard's new utility service is designed to help firms achieve cost cuts of up to 20 %.
Barclays First to Tap SunGard's OTC Post-Trade Utility
New service to be aimed at FCMs.