SROs Deploy Advanced Tech to Keep Up with Members
Steve Randich, the subject of a 2005 Waters magazine cover profile while CIO of Nasdaq and another in 2010 as CIO of Citigroup, has jumped again in his apparent quest to represent every type of entity in the capital markets. (He’s been at IBM and KPMG, too.) This time, he’s dictating technology decisions at the Financial Industry Regulatory Authority (Finra), the US securities industry’s self-regulatory organization (SRO).
The tug of war between executives in technology and operations at
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