NAFIS 2014 Live: Regulatory Landscape Challenges

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Panelists discussing "Assessing and responding to the challenges of the current regulatory landscape" include:

  • Laura Hamilton, investment bank CTO regulatory reporting and trade surveillance, JPMorgan
  • Jacqueline Hayes, head of reference data US, transaction and data integrity, RBS
  • Thomas Dunlap, global head of reference data operations, Goldman Sachs
  • Moderator: Karla McKenna, director, market practice and standards, Citi

 

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Removal of Chevron spells t-r-o-u-b-l-e for the C-A-T

Citadel Securities and the American Securities Association are suing the SEC to limit the Consolidated Audit Trail, and their case may be aided by the removal of a key piece of the agency’s legislative power earlier this year.

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